Wai Kin Yuen
阮惠健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kin Yuen (阮惠健), a licensed Representative with CE reference AVM568. Currently licensed at 1 firm(s): Neuberger Berman Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 14.0 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2024-09-03 | present |
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2014-02-07 | present |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-19 | 2011-10-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Kin Yuen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.