Thomas Markus Holzherr
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Markus Holzherr ( ), a licensed former licensee with CE reference AVS009. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-09-22 | 2025-09-26 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2025-09-22 | 2025-09-26 |
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2012-06-01 | 2025-01-31 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2012-06-01 | 2025-01-31 |
| Neuberger Berman Asia Limited | Rep | Type 9 — Asset management | 2012-06-01 | 2025-01-31 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2010-08-16 | 2011-08-31 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2010-08-16 | 2011-08-31 |