Yi Pan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Pan (潘禕), a licensed Representative with CE reference BDR365. Currently licensed at 1 firm(s): Neuberger Berman Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2017-11-13 | present |
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2017-11-13 | present |
| Neuberger Berman Asia Limited | Rep | Type 9 - Asset management | 2017-11-13 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 9 - Asset management | 2017-08-01 | 2017-09-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-07 | 2017-09-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-07-07 | 2017-08-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yi Pan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.