Yi Pan
潘禕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Pan (潘禕), CE reference BDR365. Currently licensed at 1 firm(s): Neuberger Berman Asia Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2017-11-13 | present |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2017-11-13 | present |
| Neuberger Berman Asia Limited | Rep | Type 9 — Asset management | 2017-11-13 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 9 — Asset management | 2017-08-01 | 2017-09-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-07 | 2017-09-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-07-07 | 2017-08-01 |