Douglas Yam
任晉毅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Douglas Yam (任晉毅), CE reference BSK252. Currently licensed at 1 firm(s): Neuberger Berman Asia Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2022-06-06 | present |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2022-06-06 | present |
| Neuberger Berman Asia Limited | Rep | Type 9 — Asset management | 2022-06-06 | present |