Sai Yiu Chan
陳世耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sai Yiu Chan (陳世耀), a licensed former licensee with CE reference BEM926. This person has 4.3 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mackenzie Investments Asia Limited | Rep | Type 1 - Dealing in securities | 2022-03-09 | 2023-05-31 |
| Mackenzie Investments Asia Limited | Rep | Type 4 - Advising on securities | 2022-03-09 | 2023-05-31 |
| Mackenzie Investments Asia Limited | Rep | Type 9 - Asset management | 2022-03-09 | 2023-05-31 |
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2020-02-12 | 2022-02-27 |
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2020-02-12 | 2022-02-27 |
| Neuberger Berman Asia Limited | Rep | Type 9 - Asset management | 2020-02-12 | 2022-02-27 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-28 | 2016-06-30 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2015-10-28 | 2016-06-30 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-02 | 2015-04-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sai Yiu Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.