Bradley Okita
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bradley Okita ( ), a licensed former licensee with CE reference APH490. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Green Court Capital Management Limited 碧雲資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-28 | 2022-09-29 |
| Green Court Capital Management Limited 碧雲資本管理有限公司 |
Rep | Type 9 — Asset management | 2017-04-28 | 2022-09-29 |
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2013-03-11 | 2017-04-28 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2013-03-11 | 2017-04-28 |
| Neuberger Berman Asia Limited | Rep | Type 9 — Asset management | 2013-03-11 | 2017-04-28 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-08-16 | 2012-05-29 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2011-08-16 | 2012-05-29 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2011-08-16 | 2012-05-29 |
| Neuberger Berman Asia Limited | RO | Type 1 — Dealing in securities | 2008-03-13 | 2010-01-22 |
| Neuberger Berman Asia Limited | RO | Type 4 — Advising on securities | 2008-03-13 | 2010-01-22 |
| Neuberger Berman Asia Limited | RO | Type 9 — Asset management | 2008-03-13 | 2010-01-22 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-24 | 2008-03-13 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-24 | 2008-03-13 |