Ser Ying Charlotte Claire Tan
陳思穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ser Ying Charlotte Claire Tan (陳思穎), a licensed former licensee with CE reference BGX389. This person has 2.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2016-01-26 | 2018-03-09 |
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2016-01-26 | 2018-03-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ser Ying Charlotte Claire Tan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.