Ser Ying Charlotte Claire Tan
陳思穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ser Ying Charlotte Claire Tan (陳思穎), a licensed former licensee with CE reference BGX389. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2016-01-26 | 2018-03-09 |
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2016-01-26 | 2018-03-09 |