Du Liu
劉都
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Du Liu (劉都), a licensed Representative with CE reference AOR274. Currently licensed at 1 firm(s): Foresight Fund (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Foresight Fund (Hong Kong) Limited 睿遠基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-16 | present |
| Foresight Fund (Hong Kong) Limited 睿遠基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-05-16 | present |
| Green Court Capital Management Limited 碧雲資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-11 | 2021-10-31 |
| Green Court Capital Management Limited 碧雲資本管理有限公司 |
Rep | Type 9 — Asset management | 2017-05-11 | 2021-10-31 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2013-09-11 | 2017-04-28 |
| Neuberger Berman Asia Limited | Rep | Type 9 — Asset management | 2013-09-11 | 2017-04-28 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2007-12-10 | 2013-03-08 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2007-03-07 | 2007-10-18 |