Di Xiao
肖笛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Di Xiao (肖笛), CE reference BJL679. Currently licensed at 1 firm(s): Neuberger Berman Asia Limited. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2017-04-28 | present |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2017-04-28 | present |