Yi Shi
史怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Shi (史怡), a licensed former licensee with CE reference BTP026. This person has 1.3 years of SFC licence history. Total licence records on file: 3.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2023-04-06 | 2024-08-02 |
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2023-04-06 | 2024-08-02 |
| Neuberger Berman Asia Limited | Rep | Type 9 - Asset management | 2023-04-06 | 2024-08-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yi Shi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.