Michael Levin

CE No. AOT552 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Levin, a licensed Responsible Officer with CE reference AOT552. Currently licensed at 1 firm(s): Morgan Stanley Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.6 years of SFC licence history. Total licence records on file: 12.

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Licence history

FirmRoleRegulated activityFromTo
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
RO Type 1 - Dealing in securities 2024-02-26 present
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
RO Type 4 - Advising on securities 2024-02-26 present
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
RO Type 9 - Asset management 2024-02-26 present
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2023-07-03 2024-02-26
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 4 - Advising on securities 2023-07-03 2024-02-26
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 9 - Asset management 2023-07-03 2024-02-26
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
RO Type 9 - Asset management 2017-01-11 2022-01-31
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
RO Type 4 - Advising on securities 2013-04-19 2022-01-31
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
RO Type 1 - Dealing in securities 2012-04-26 2022-01-31
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 - Dealing in securities 2011-11-29 2012-04-26
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 4 - Advising on securities 2011-11-29 2013-04-19
Carret Private Capital Limited RO Type 9 - Asset management 2007-05-28 2011-09-26

Worked alongside

The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael Levin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Paolo Lorenzo Picazo Carret Private Capital Limited 2007–2011
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