Hun Soo Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hun Soo Kim, a licensed former licensee with CE reference ABD392. This person has 13.6 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carret Private Capital Limited | Rep | Type 1 - Dealing in securities | 2018-05-14 | 2019-04-15 |
| Carret Private Capital Limited | Rep | Type 4 - Advising on securities | 2018-05-14 | 2019-04-15 |
| Carret Private Capital Limited | Rep | Type 9 - Asset management | 2018-05-14 | 2019-04-15 |
| QL Asset Management Company Limited | RO | Type 1 - Dealing in securities | 2014-10-06 | 2018-04-30 |
| QL Asset Management Company Limited | RO | Type 4 - Advising on securities | 2014-10-06 | 2018-04-30 |
| QL Asset Management Company Limited | RO | Type 9 - Asset management | 2014-10-06 | 2018-04-30 |
| Merrill Lynch Far East Limited | RO | Type 2 - Dealing in futures contracts | 2010-08-20 | 2012-05-02 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 - Advising on securities | 2010-05-18 | 2012-05-02 |
| Merrill Lynch Futures (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2005-12-21 | 2010-12-31 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | Pre-2003 | 2012-05-02 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2005-01-25 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-25 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 7 - Providing automated trading services | Pre-2003 | 2005-01-25 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 9 - Asset management | Pre-2003 | 2005-01-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hun Soo Kim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.