Teresa Chao
周翠茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Teresa Chao (周翠茵), a licensed former licensee with CE reference AFU555. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carret Private Capital Limited | Rep | Type 1 — Dealing in securities | 2019-12-02 | 2021-07-14 |
| Carret Private Capital Limited | Rep | Type 4 — Advising on securities | 2019-12-02 | 2021-07-14 |
| Carret Private Capital Limited | Rep | Type 9 — Asset management | 2019-12-02 | 2021-07-14 |