Gigi Nin Yen Yang Yue
楊俞年茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gigi Nin Yen Yang Yue (楊俞年茵), a licensed Representative with CE reference AGP929. Currently licensed at 1 firm(s): Maxcess Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.7 years of SFC licence history. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Maxcess Capital Limited 至成資本有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-13 | present |
| Maxcess Capital Limited 至成資本有限公司 |
Rep | Type 9 - Asset management | 2018-07-13 | present |
| Golden K2 Securities Limited | Rep | Type 1 - Dealing in securities | 2018-07-13 | 2023-11-28 |
| Carret Private Capital Limited | Rep | Type 1 - Dealing in securities | 2017-02-06 | 2018-05-11 |
| Carret Private Capital Limited | Rep | Type 4 - Advising on securities | 2017-02-06 | 2018-05-11 |
| Carret Private Capital Limited | Rep | Type 9 - Asset management | 2016-03-08 | 2018-05-11 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 9 - Asset management | 2016-01-28 | 2016-03-02 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 9 - Asset management | 2015-06-23 | 2016-01-28 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-09-20 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-09-20 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-05 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-09-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Gigi Nin Yen Yang Yue during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.