Dick Hong Wong
黃迪康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dick Hong Wong (黃迪康), a licensed former licensee with CE reference APR439. This person has 4.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carret Private Capital Limited | Rep | Type 1 - Dealing in securities | 2025-06-19 | 2025-12-05 |
| Carret Private Capital Limited | Rep | Type 4 - Advising on securities | 2025-06-19 | 2025-12-05 |
| Carret Private Capital Limited | Rep | Type 9 - Asset management | 2025-06-19 | 2025-12-05 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-14 | 2016-10-22 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-14 | 2016-10-22 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2009-08-12 | 2010-10-12 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 4 - Advising on securities | 2007-09-25 | 2008-12-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dick Hong Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.