Dick Hong Wong
黃迪康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dick Hong Wong (黃迪康), a licensed former licensee with CE reference APR439. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carret Private Capital Limited | Rep | Type 1 — Dealing in securities | 2025-06-19 | 2025-12-05 |
| Carret Private Capital Limited | Rep | Type 4 — Advising on securities | 2025-06-19 | 2025-12-05 |
| Carret Private Capital Limited | Rep | Type 9 — Asset management | 2025-06-19 | 2025-12-05 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-14 | 2016-10-22 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-14 | 2016-10-22 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2009-08-12 | 2010-10-12 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 4 — Advising on securities | 2007-09-25 | 2008-12-15 |