Mauricio Ferreira Meira Ribeiro
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mauricio Ferreira Meira Ribeiro ( ), a licensed former licensee with CE reference AUC957. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carret Private Capital Limited | Rep | Type 9 — Asset management | 2019-04-04 | 2022-03-31 |
| Carret Private Capital Limited | Rep | Type 1 — Dealing in securities | 2018-08-13 | 2022-03-31 |
| Carret Private Capital Limited | Rep | Type 4 — Advising on securities | 2018-08-13 | 2022-03-31 |
| Julius Baer (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-11-11 | 2011-06-13 |
| Julius Baer (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2009-11-11 | 2011-06-13 |