Kwok Ho Tsang
曾國灝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Ho Tsang (曾國灝), a licensed former licensee with CE reference ACC397. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carret Private Capital Limited | Rep | Type 9 — Asset management | 2021-12-02 | 2023-04-11 |
| Carret Private Capital Limited | Rep | Type 1 — Dealing in securities | 2021-06-11 | 2023-04-11 |
| Carret Private Capital Limited | Rep | Type 4 — Advising on securities | 2021-06-11 | 2023-04-11 |