Calvin James Hsu
許聖賚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Calvin James Hsu (許聖賚), CE reference ADM062. Total licence records on file: 34.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BridgeWood Alternatives Limited |
RO | Type 1 — Dealing in securities | 2022-01-11 | 2025-03-28 |
| BridgeWood Alternatives Limited |
RO | Type 4 — Advising on securities | 2022-01-11 | 2025-03-28 |
| BridgeWood Alternatives Limited |
Rep | Type 1 — Dealing in securities | 2021-11-02 | 2022-01-11 |
| BridgeWood Alternatives Limited |
Rep | Type 4 — Advising on securities | 2021-11-02 | 2022-01-11 |
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2019-12-23 | 2020-07-04 |
| Carret Private Capital Limited | RO | Type 1 — Dealing in securities | 2018-12-12 | 2019-11-29 |
| Carret Private Capital Limited | RO | Type 4 — Advising on securities | 2018-12-12 | 2019-11-29 |
| Carret Private Capital Limited | Rep | Type 1 — Dealing in securities | 2018-04-13 | 2018-12-12 |
| Carret Private Capital Limited | Rep | Type 4 — Advising on securities | 2018-04-13 | 2018-12-12 |
| Carret Private Capital Limited | Rep | Type 9 — Asset management | 2018-04-13 | 2019-11-29 |
| QL Asset Management Company Limited |
Rep | Type 1 — Dealing in securities | 2017-03-13 | 2018-03-29 |
| QL Asset Management Company Limited |
Rep | Type 4 — Advising on securities | 2017-03-13 | 2018-03-29 |
| QL Asset Management Company Limited |
Rep | Type 9 — Asset management | 2017-03-13 | 2018-03-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2015-07-30 | 2016-08-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-07-30 | 2016-08-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 4 — Advising on securities | 2015-07-30 | 2016-08-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-29 | 2015-07-30 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2013-07-29 | 2013-08-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-29 | 2015-07-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-29 | 2015-07-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2011-11-01 | 2013-04-05 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-09-10 | 2013-04-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-06-02 | 2013-04-05 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-06-02 | 2010-09-10 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-04 | 2008-05-29 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2003-10-16 | 2008-05-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-05-29 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | present | 2008-05-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-13 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 5 — Advising on futures contracts | present | 2003-10-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-10-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-13 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 9 — Asset management | present | 2003-10-13 |