Open Securities Limited
開盤證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Open Securities Limited (開盤證券有限公司), a Hong Kong-based licensed corporation with CE reference ACS694. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities. Current licensed staff on file: 6 (total recorded over time: 178). Earliest licence on file: 2010-07-16.
- Category:
-
Sell side · Brokerage
- Registered address:
- Room 3208-09, 32/F, Tower 6, The Gateway, 9 Canton Road, Tsim Sha Tsui, Kowloon
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 2 - Dealing in futures contracts | 2010-07-16 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 6 - Advising on corporate finance | Pre-2003 | 2006-03-21 |
| Type 9 - Asset management | Pre-2003 | 2006-03-21 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (178)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Penny Tik Ho Cheung 張迪豪 | RO 1, 2, 4 | 2025-05 | Present |
| Chunyu Li 李春雨 | RO 1, 2, 4 Rep 1, 2, 4 | 2019-10 | Present |
| Meng Gao 高萌 | Rep 1, 4 | 2023-06 | Present |
| Wesley Chun Yin Lee 李俊賢 | Rep 1, 2, 4 | 2025-04 | Present |
| Huakai Yan 嚴華凱 | Rep 1, 4 | 2025-11 | Present |
| Wenrui Zhang 張文瑞 | Rep 1, 4 | 2026-01 | Present |
| Weiyi Zhu 朱唯一 | Rep 1, 2, 4 | 2025-12 | 2026-06 |
| Ting Cheong Ng 吳定昌 | Rep 1, 4 | 2025-12 | 2026-02 |
| Tsz Kin Yeung 楊子健 | RO 1, 2, 4 Rep 1, 2 | 2020-07 | 2025-10 |
| Shunfei Xu 徐顺斐 | Rep 1, 4 | 2024-02 | 2025-10 |
| Jianjun Dou 竇建軍 | RO 1, 2, 4 | 2023-04 | 2025-04 |
| Li Xing 邢莉 | RO 1, 2, 4 | 2023-08 | 2024-01 |
| Kwai Yee Lai 黎桂而 | Rep 1, 4 | 2021-11 | 2024-01 |
| Kim Man Li 李劍文 | RO 1, 4 Rep 4 | 2021-11 | 2023-10 |
| Ka Sing Ngan 顏嘉昇 | RO 1, 2, 4 | 2021-01 | 2023-08 |
| Chi Kai Ivan Lo 羅志佳 | Rep 1, 2 | 2021-11 | 2022-10 |
| Kin So 蘇健 | RO 1, 4 Rep 2 | 2020-09 | 2021-10 |
| Di Mei 梅迪 | Rep 1 | 2021-03 | 2021-04 |
| Wenting Ma 馬文婷 | Rep 1, 4 | 2020-09 | 2021-04 |
| Hao Xiong 熊浩 | RO 1, 2, 4 Rep 1, 2, 4 | 2020-10 | 2021-03 |
| Ngar Fong Tang 鄧雅芳 | Rep 1, 4 | 2019-07 | 2020-12 |
| Wuqiu Zou 鄒吳秋 | RO 2 Rep 1, 2, 4 | 2020-07 | 2020-11 |
| Wang Wai Kwok 郭宏偉 | Rep 1, 2, 4 | 2017-11 | 2020-10 |
| Matthew Kin Pong Chan 陳建邦 | RO 1, 2 Rep 1, 2, 4 | 2014-07 | 2020-08 |
| Tsao Lung Lai 賴朝隆 | RO 1, 2, 4 Rep 1, 2, 4 | 2013-01 | 2020-08 |
| Dickson Tat San Lo 羅達生 | RO 1, 2 Rep 1, 2, 4 | 2016-03 | 2020-08 |
| Jung-Hsuan Hsu 徐榕軒 | Rep 1, 2 | 2012-07 | 2020-07 |
| Tit Shan Pun 潘鐵珊 | RO 1, 2, 4 | 2018-03 | 2020-07 |
| Yingpei Wang 王英培 | Rep 1 | 2019-06 | 2020-06 |
| Kin Lun Chan 陳健倫 | Rep 1 | 2019-08 | 2020-06 |
| Chi Hsin Lam 林志興 | Rep 1, 2, 4 | 2018-04 | 2020-04 |
| Litong Li 李麗通 | Rep 1, 2 | 2019-07 | 2020-04 |
| Ching Yin Ng 吳清賢 | Rep 1, 2, 4 | 2017-04 | 2020-04 |
| Weicong Liao 廖維聰 | Rep 1, 4 | 2019-10 | 2020-04 |
| Hsiao Chieh Hu 胡筱潔 | Rep 1, 2, 4 | 2019-02 | 2020-02 |
| Yu Hao Kuan 關又豪 | Rep 1, 2, 4 | 2019-03 | 2019-05 |
| I Ming Lin 林奕明 | Rep 1, 2, 4 | 2018-05 | 2019-03 |
| Chi Man Tsui 徐志文 | RO 1, 4 Rep 1 | 2003-09 | 2018-12 |
| Chi Fai Wong 黃志輝 | Rep 1, 2 | 2005-12 | 2018-12 |
| Canhuang Li 李燦晃 | Rep 1, 2 | 2017-03 | 2018-11 |
| Siang Teng Han 韓向騰 | Rep 1, 2, 4 | 2018-08 | 2018-11 |
| Yik Ting Lau 劉奕霆 | Rep 1, 2, 4 | 2017-05 | 2018-10 |
| Hung Tai Cheng 鄭宏泰 | RO 4 | 2017-04 | 2018-03 |
| Yik Lun Chan 陳奕倫 | RO 1, 2 Rep 1, 2, 4 | 2016-01 | 2017-11 |
| Vincent Wai Sun Cheng 鄭尉燊 | Rep 1, 2, 4 | 2016-02 | 2017-07 |
| Cindy Shuk Kwan Lin 練淑群 | Rep 1, 2 | 2003-12 | 2017-06 |
| Terry Wai Wa Leung 梁偉華 | RO 1, 2 Rep 1, 2, 4 | 2015-03 | 2017-03 |
| Tai Wai Yu 余大維 | Rep 1, 2 | 2015-11 | 2017-03 |
| Jenny Wai Ming Wong 黃慧明 | Rep 1, 4 | 2016-08 | 2017-03 |
| Tzu Kuan Wu 吳姿觀 | RO 4 Rep 1, 2, 4 | 2011-11 | 2017-01 |
| Rico Tsz Ming Wong 黃梓銘 | Rep 1, 2 | 2013-04 | 2016-11 |
| On Yue Tai 戴安裕 | Rep 1, 4, 6, 9 | Pre-2003 | 2016-09 |
| Ka Leung Chan 陳嘉亮 | RO 1, 2 Rep 1, 2 | 2013-02 | 2016-01 |
| Yan Keung Yeung 楊恩強 | Rep 1, 2 | 2010-04 | 2016-01 |
| Siu Hung Fung 馮兆鴻 | RO 1, 2 Rep 1, 2 | 2014-02 | 2016-01 |
| Wing On Wong 王永安 | Rep 1, 4 | 2015-06 | 2015-12 |
| Kim Kwong Ho 何劍剛 | Rep 1, 4 | 2014-05 | 2015-09 |
| Chung Tsz Kwan 關頌慈 | Rep 1, 2 | 2014-08 | 2015-08 |
| Yen-Hui Teng 鄧衍輝 | RO 2 Rep 2 | 2013-10 | 2015-08 |
| Wanlin Bi 畢琬琳 | Rep 1, 2 | 2013-10 | 2015-06 |
| William Moon Biu Chong 莊滿標 | Rep 1, 2 | 2012-12 | 2015-05 |
| Chuangli He 何闖立 | Rep 1, 2, 4 | 2013-07 | 2015-03 |
| Tik Sang Lau 劉迪生 | Rep 1, 2 | 2013-10 | 2015-02 |
| Margaret Kwai Ping Cheng 鄭桂平 | RO 2 Rep 1 | 2011-08 | 2014-10 |
| Shih-Yen Chuang 莊詩彥 | Rep 1 | 2013-07 | 2014-09 |
| Peijia Wang 王佩佳 | Rep 1 | 2013-09 | 2014-08 |
| Ka Hei Yau 游嘉熙 | Rep 1, 2 | 2013-05 | 2014-07 |
| Ka Man Ng 吳家文 | Rep 1, 2 | 2013-01 | 2014-07 |
| Ta-Cheng Cheng 鄭大成 | Rep 1, 4 | 2014-02 | 2014-06 |
| Mei-Shu Lin 林美淑 | Rep 1, 4 | 2012-09 | 2014-06 |
| Wen-Chung Chen 陳文聰 | Rep 1, 2, 4 | 2012-09 | 2014-05 |
| Kao-Jen Liu 柳高仁 | Rep 1, 2 | 2012-07 | 2014-05 |
| Chuan-Huang Tai 戴傳晃 | Rep 1 | 2012-07 | 2014-05 |
| Shao Hsuan Huang 黃劭萱 | Rep 1, 4 | 2012-10 | 2014-05 |
| Kei Lok Ma 馬基諾 | Rep 1, 4 | 2013-11 | 2014-05 |
| Duan-Yi Yen 顏端儀 | Rep 1, 2 | 2013-04 | 2014-04 |
| Chung-Liang Wei 韋忠良 | RO 1, 4 Rep 1 | 2012-04 | 2014-04 |
| Hua-Lun Huang 黃華倫 | Rep 1, 2 | 2012-07 | 2014-03 |
| Yat Sun Chen 陳一新 | RO 1, 2, 4 Rep 1, 2, 4 | 2013-01 | 2014-03 |
| Rong-Jen Chang 張蓉臻 | Rep 1, 2 | 2013-11 | 2014-01 |
| Kuang-Yao Hsu 徐光耀 | Rep 1 | 2013-11 | 2014-01 |
| Malcolm Jesse Redman | Rep 1 | 2013-12 | 2014-01 |
| Ji-Lun Jheng 鄭吉倫 | Rep 1 | 2013-04 | 2014-01 |
| Chui Ling Lee 李翠玲 | Rep 1 | 2013-08 | 2014-01 |
| Ki Yin Chan 陳其延 | Rep 1, 2 | 2013-06 | 2014-01 |
| Chun Wai Watt 屈駿威 | Rep 1, 2 | 2013-11 | 2013-12 |
| Irene Pei Yao Chang 張佩瑤 | Rep 1, 2 | 2012-07 | 2013-12 |
| Giggs Law 羅憲淳 | Rep 1, 2, 4 | 2012-01 | 2013-12 |
| Pei-Yi Wang 王蓓儀 | Rep 1, 2 | 2012-09 | 2013-12 |
| Jeffrey Wang Yip Fong 方宏業 | Rep 1, 2, 4 | 2013-01 | 2013-10 |
| Martini Tsang Kit Ma 馬增傑 | RO 2 Rep 1, 2 | 2010-08 | 2013-09 |
| Nok Hang Wong 黃諾衡 | Rep 1 | 2012-06 | 2013-09 |
| Yu-Ching Tsai 蔡幼青 | Rep 1 | 2013-07 | 2013-08 |
| Hui Hong 洪慧 | Rep 1 | 2012-06 | 2013-07 |
| Yung-Tien Lin 林永田 | Rep 1 | 2012-07 | 2013-06 |
| Chui Ming Pong 龐翠明 | Rep 1, 2 | 2012-12 | 2013-06 |
| Sari Fujiwara | Rep 1, 4 | 2013-03 | 2013-05 |
| Kelvin Hong 洪烯煌 | Rep 1, 2, 4 | 2011-07 | 2013-05 |
| Hao Wei Lin 林豪威 | RO 4 | 2012-09 | 2013-05 |
| Kuang-Chih Fu 傅光智 | Rep 1 | 2012-09 | 2013-04 |
Showing 1–100 of 178
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