Chunyu Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chunyu Li (李春雨), a licensed Responsible Officer with CE reference BOW501. Currently licensed at 2 firm(s): Open Securities Limited, Open Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.9 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Open Securities Limited 開盤證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-11-14 | present |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2025-11-14 | present |
| Open Asset Management Limited 開盤資産管理有限公司 |
RO | Type 4 - Advising on securities | 2025-11-14 | present |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 4 - Advising on securities | 2025-11-14 | present |
| Open Asset Management Limited 開盤資産管理有限公司 |
RO | Type 9 - Asset management | 2025-11-14 | present |
| Open Asset Management Limited 開盤資産管理有限公司 |
Rep | Type 9 - Asset management | 2022-11-10 | 2025-11-14 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-08-06 | 2025-11-14 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-02 | 2025-11-14 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-10-02 | 2025-11-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chunyu Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.