Chi Hsin Lam
林志興
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Hsin Lam (林志興), a licensed former licensee with CE reference ALO052. This person has 7.7 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2020-12-04 | 2021-12-16 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2020-12-04 | 2021-12-16 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-11-20 | 2021-12-16 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2020-07-27 | 2020-11-06 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-07-27 | 2020-11-06 |
| Open Asset Management Limited 開盤資産管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-10-22 | 2020-04-17 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-10-22 | 2020-04-17 |
| Open Asset Management Limited 開盤資産管理有限公司 |
Rep | Type 9 - Asset management | 2018-09-11 | 2020-04-17 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-04 | 2020-04-17 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-04-04 | 2020-04-17 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-05 | 2012-08-16 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-12-16 | 2006-11-01 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-12-16 | 2006-11-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Hsin Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.