Li Xing
邢莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Xing (邢莉), CE reference BMX389. Currently licensed at 1 firm(s): Huayu Securities Limited . Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huayu Securities Limited 華裕證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-05-14 | present |
| Huayu Securities Limited 華裕證券有限公司 |
RO | Type 4 — Advising on securities | 2024-05-14 | present |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-08-17 | 2024-01-31 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-08-17 | 2024-01-31 |
| Open Asset Management Limited 開盤資産管理有限公司 |
RO | Type 4 — Advising on securities | 2023-08-17 | 2024-01-31 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 4 — Advising on securities | 2023-08-17 | 2024-01-31 |
| Open Asset Management Limited 開盤資産管理有限公司 |
RO | Type 9 — Asset management | 2023-08-17 | 2024-01-31 |
| Huayu Securities Limited 華裕證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-09-09 | 2023-03-24 |
| Huayu Securities Limited 華裕證券有限公司 |
RO | Type 4 — Advising on securities | 2021-09-09 | 2023-03-24 |
| Huayu Securities Limited 華裕證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-08 | 2021-09-09 |
| Huayu Securities Limited 華裕證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-08 | 2021-09-09 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-17 | 2021-04-16 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-17 | 2021-04-16 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 9 — Asset management | 2018-05-17 | 2021-04-16 |