Hsiao Chieh Hu
胡筱潔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hsiao Chieh Hu (胡筱潔), a licensed former licensee with CE reference BOA199. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-05-05 | 2023-04-14 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-11 | 2020-02-14 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-02-11 | 2020-02-14 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-11 | 2020-02-14 |