Shao Hsuan Huang
黃劭萱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shao Hsuan Huang (黃劭萱), CE reference AWY449. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Delta Fund Management Company Limited 滙達基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-03-09 | 2023-04-18 |
| Delta Fund Management Company Limited 滙達基金管理有限公司 |
RO | Type 4 — Advising on securities | 2023-03-09 | 2023-04-18 |
| Delta Fund Management Company Limited 滙達基金管理有限公司 |
RO | Type 9 — Asset management | 2023-03-09 | 2023-04-18 |
| RAM Investment Advisors Limited 譽信投資管理有限公司 |
RO | Type 9 — Asset management | 2017-05-08 | 2019-06-21 |
| RAM Investment Advisors Limited 譽信投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-24 | 2019-06-21 |
| RAM Investment Advisors Limited 譽信投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-24 | 2019-06-21 |
| LW Asset Management Advisors Limited 利達財富管理顧問有限公司 |
RO | Type 9 — Asset management | 2015-09-23 | 2016-07-31 |
| LW Asset Management Advisors Limited 利達財富管理顧問有限公司 |
Rep | Type 9 — Asset management | 2015-09-14 | 2015-09-23 |
| BG Asset Management Limited 北港資產管理有限公司 |
RO | Type 9 — Asset management | 2014-05-27 | 2015-06-09 |
| Open Asset Management Limited 開盤資産管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-03 | 2014-05-16 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-03 | 2014-05-16 |
| Open Asset Management Limited 開盤資産管理有限公司 |
RO | Type 9 — Asset management | 2012-12-14 | 2014-05-16 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-03 | 2014-05-16 |
| Open Asset Management Limited 開盤資産管理有限公司 |
Rep | Type 9 — Asset management | 2012-10-03 | 2012-12-14 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-06-18 | 2012-09-25 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-03-09 | 2012-09-25 |