Cindy Shuk Kwan Lin
練淑群
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cindy Shuk Kwan Lin (練淑群), a licensed former licensee with CE reference AAY645. This person has 14.2 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-08-17 | 2017-06-11 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-12-24 | 2017-06-11 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-12-18 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-12-18 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-08 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-09-08 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-08 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-08 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cindy Shuk Kwan Lin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chi Fai Wong | Open Securities Limited | 2005–2017 |
| Chi Man Tsui | Open Securities Limited | 2003–2017 |
| On Yue Tai | Open Securities Limited | 2003–2016 |
| Yan Keung Yeung | Open Securities Limited | 2010–2016 |
| Jung-Hsuan Hsu | Open Securities Limited | 2012–2017 |
| Jonathan Sheung Chi Tai | Open Securities Limited | 2006–2013 |
| Tzu Kuan Wu | Open Securities Limited | 2011–2017 |
| Rico Tsz Ming Wong | Open Securities Limited | 2013–2016 |
| Tsao Lung Lai | Open Securities Limited | 2013–2017 |
| Margaret Kwai Ping Cheng | Open Securities Limited | 2011–2014 |
| Martini Tsang Kit Ma | Open Securities Limited | 2010–2013 |
| Ka Leung Chan | Open Securities Limited | 2013–2016 |
| Chi Wai Chan | ASG Futures Limited | 2003 |
| Kar Leung Lam | ASG Futures Limited | 2003 |
| Wallace Sze Yiu Lam | ASG Futures Limited | 2003 |
| Chung Yan Ng | ASG Futures Limited | 2003 |
| Wai Kit Lee | ASG Futures Limited | 2003 |
| Kit Ching Lee | ASG Futures Limited | 2003 |
| Ho Yan Choi | Open Securities Limited | 2004–2008 |
| Yin Lam Ng | ASG Futures Limited | 2003 |