Kao-Jen Liu
柳高仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kao-Jen Liu (柳高仁), a licensed former licensee with CE reference AQA155. This person has 9.7 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2018-12-31 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-02-09 | 2018-12-31 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-28 | 2017-10-02 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-02-03 | 2016-07-22 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-02-03 | 2016-07-22 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-24 | 2014-05-30 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-07-24 | 2014-05-30 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-06-17 | 2012-06-01 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-02 | 2012-06-01 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2007-12-27 | 2009-02-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kao-Jen Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.