Ting Cheong Ng
吳定昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting Cheong Ng (吳定昌), a licensed former licensee with CE reference BEQ321. Total licence records on file: 27.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-12-17 | 2026-02-01 |
| Open Asset Management Limited 開盤資産管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-12-17 | 2026-02-01 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-12-17 | 2026-02-01 |
| Open Asset Management Limited 開盤資産管理有限公司 |
Rep | Type 9 — Asset management | 2025-12-17 | 2026-02-01 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2024-12-03 | 2025-11-30 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
RO | Type 4 — Advising on securities | 2024-12-03 | 2025-11-30 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
RO | Type 9 — Asset management | 2024-12-03 | 2025-11-30 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2024-10-29 | 2024-12-03 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2024-10-29 | 2024-12-03 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 9 — Asset management | 2024-10-29 | 2024-12-03 |
| United Zone Investment Limited 聯際投資有限公司 |
RO | Type 1 — Dealing in securities | 2022-03-01 | 2024-05-03 |
| United Zone Investment Limited 聯際投資有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-03-01 | 2024-05-03 |
| United Zone Investment Limited 聯際投資有限公司 |
RO | Type 4 — Advising on securities | 2022-03-01 | 2024-05-03 |
| United Zone Investment Limited 聯際投資有限公司 |
RO | Type 9 — Asset management | 2022-03-01 | 2024-05-03 |
| SunPlus Capital Limited 新領資本有限公司 |
RO | Type 4 — Advising on securities | 2020-09-08 | 2021-11-29 |
| SunPlus Capital Limited 新領資本有限公司 |
RO | Type 9 — Asset management | 2020-09-08 | 2021-11-29 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-19 | 2020-03-31 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-09-19 | 2020-03-31 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2018-05-17 | 2018-09-02 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-01-08 | 2018-09-02 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-23 | 2018-09-02 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-15 | 2018-09-02 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-09-15 | 2018-09-02 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-09 | 2017-09-04 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-07-09 | 2017-09-04 |
| Horizon Commodities and Futures Company Limited 利宏商品及期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-06-24 | 2015-07-03 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-11 | 2015-05-01 |