Ka Leung Chan
陳嘉亮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Leung Chan (陳嘉亮), a licensed former licensee with CE reference AEC408. This person has 15.4 years of SFC licence history. Total licence records on file: 28.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tongjin Securities Limited 通金證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-01-17 | 2020-05-31 |
| Tongjin Securities Limited 通金證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-01-17 | 2020-05-31 |
| Tongjin Securities Limited 通金證券有限公司 |
RO | Type 4 - Advising on securities | 2020-01-17 | 2020-05-31 |
| Tongjin Securities Limited 通金證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2020-01-17 | 2020-05-31 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-09-05 | 2019-05-20 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 4 - Advising on securities | 2018-09-05 | 2019-05-20 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-07-31 | 2019-05-20 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-11-17 | 2018-06-15 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-11-17 | 2018-06-15 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-02 | 2017-10-13 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2016-08-02 | 2017-10-13 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 1 - Dealing in securities | 2014-03-10 | 2016-01-31 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2014-03-10 | 2016-01-31 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-02-08 | 2014-03-10 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-02-08 | 2014-03-10 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-31 | 2013-02-03 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-07-31 | 2013-02-03 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-10-08 | 2012-04-02 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-08 | 2012-04-02 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-04-19 | 2009-08-31 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-04-05 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2007-04-05 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-06-08 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-06-08 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-08 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-26 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-08 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Leung Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Sau Lin Wong | VC Futures Limited | 2003–2007 |
| Tak Ming Mok | VC Futures Limited | 2003–2007 |
| Hung Man Fu | Rifa Securities Limited | 2009–2012 |
| Po Chu Lau | VC Futures Limited | 2003–2007 |
| Wai Chun Chan | VC Futures Limited | 2003–2007 |
| Koon Hung Tsang | VC Futures Limited | 2003–2007 |
| Ella Sau Kuen Lau | VC Futures Limited | 2003–2007 |
| Dick Tak Ming Ma | VC Futures Limited | 2003–2007 |
| Chester Ying Ho Tam | VC Futures Limited | 2003–2007 |
| Tak Choi Cheng | VC Futures Limited | 2003–2007 |
| Chung Shing Cheung | VC Futures Limited | 2003–2007 |
| Lai Ying Lee | VC Futures Limited | 2003–2007 |
| Man Shu Lee | VC Futures Limited | 2003–2007 |
| Chi Ho Leung | VC Futures Limited | 2003–2007 |
| Sau Ho Chan | VC Futures Limited | 2003–2007 |
| Joanna Shuk Yee Cheung | VC Futures Limited | 2003–2007 |
| Lois Kam Lo Chan | VC Futures Limited | 2003–2007 |
| Ka Wai Chan | VC Futures Limited | 2003–2007 |
| Siu Lee Ching | VC Futures Limited | 2003–2007 |
| Leo Wai Choi Hung | VC Futures Limited | 2003–2007 |