Chi Man Tsui
徐志文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Man Tsui (徐志文), a licensed former licensee with CE reference AAA736. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Open Securities Limited 開盤證券有限公司 |
RO | Type 4 — Advising on securities | 2004-08-13 | 2018-12-31 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 1 — Dealing in securities | 2003-11-21 | 2018-12-31 |
| Open Asset Management Limited 開盤資産管理有限公司 |
RO | Type 4 — Advising on securities | 2003-11-21 | 2018-12-31 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-10 | 2003-11-21 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-09-10 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-04 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-04 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-04 |