Yu-Ching Tsai
蔡幼青
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu-Ching Tsai (蔡幼青), a licensed former licensee with CE reference BBQ456. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-06-03 | 2015-04-18 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-11 | 2015-04-18 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2014-03-11 | 2015-04-18 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-29 | 2013-08-02 |
| Open Asset Management Limited 開盤資産管理有限公司 |
Rep | Type 9 — Asset management | 2013-07-29 | 2013-08-02 |