Rico Tsz Ming Wong
黃梓銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rico Tsz Ming Wong (黃梓銘), a licensed former licensee with CE reference AIE768. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-30 | 2016-11-01 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-04-30 | 2016-11-01 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-04 | 2013-04-03 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-07-04 | 2013-04-03 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | present | 2004-04-22 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | present | 2004-02-27 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 9 - Asset management | present | 2004-02-27 |