Terry Wai Wa Leung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Terry Wai Wa Leung (梁偉華), a licensed Responsible Officer with CE reference AOJ441. Currently licensed at 1 firm(s): Midas Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.3 years of SFC licence history. Total licence records on file: 25.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Midas Securities Limited 金源證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-07-22 | present |
| Midas Securities Limited 金源證券有限公司 |
RO | Type 4 - Advising on securities | 2021-07-22 | present |
| Midas Securities Limited 金源證券有限公司 |
RO | Type 9 - Asset management | 2021-07-22 | present |
| Midas Securities Limited 金源證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2021-07-22 | 2023-06-20 |
| Le Chiffre Capital Limited 力持資本有限公司 |
RO | Type 1 - Dealing in securities | 2020-08-18 | 2020-12-20 |
| Le Chiffre Capital Limited 力持資本有限公司 |
RO | Type 4 - Advising on securities | 2020-08-18 | 2020-12-20 |
| Le Chiffre Capital Limited 力持資本有限公司 |
RO | Type 9 - Asset management | 2020-08-18 | 2020-12-20 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 4 - Advising on securities | 2018-09-07 | 2020-07-17 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 9 - Asset management | 2018-09-07 | 2020-07-17 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-07-11 | 2020-07-17 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-30 | 2018-07-11 |
| Afflux Securities Limited 上高證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-04-27 | 2017-12-29 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-01-29 | 2017-03-31 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-01-29 | 2017-03-31 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-05-12 | 2017-03-31 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-30 | 2016-01-29 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-03-30 | 2016-01-29 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-20 | 2015-03-20 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-06-20 | 2015-03-20 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2012-06-20 | 2015-03-20 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2011-05-25 | 2014-10-20 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-19 | 2015-03-20 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-05-19 | 2015-03-20 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-02-22 | 2011-05-07 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-02-22 | 2011-05-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Terry Wai Wa Leung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.