Sari Fujiwara

CE No. AUV639 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sari Fujiwara (), a licensed former licensee with CE reference AUV639. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
Yue Xiu Securities Company Limited
越秀証券有限公司
Rep Type 1 — Dealing in securities 2016-05-04 2017-04-05
Yue Xiu Futures Company Limited
越秀期貨有限公司
Rep Type 2 — Dealing in futures contracts 2016-05-04 2017-04-05
Yue Xiu Securities Company Limited
越秀証券有限公司
Rep Type 4 — Advising on securities 2016-05-04 2017-04-05
Yue Xiu Futures Company Limited
越秀期貨有限公司
Rep Type 5 — Advising on futures contracts 2016-05-04 2017-04-05
CMB International Securities Limited
招銀國際證券有限公司
Rep Type 1 — Dealing in securities 2015-07-31 2015-10-13
Daiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司
Rep Type 1 — Dealing in securities 2013-05-27 2015-07-04
Open Securities Limited
開盤證券有限公司
Rep Type 1 — Dealing in securities 2013-03-11 2013-05-13
Open Securities Limited
開盤證券有限公司
Rep Type 4 — Advising on securities 2013-03-11 2013-05-13
Shenwan Hongyuan Securities (H.K.) Limited
申萬宏源證券(香港)有限公司
Rep Type 1 — Dealing in securities 2010-03-05 2012-08-01
Shenwan Hongyuan Research (H.K.) Limited
申萬宏源研究(香港)有限公司
Rep Type 4 — Advising on securities 2010-03-05 2012-08-01

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