Sari Fujiwara
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sari Fujiwara ( ), a licensed former licensee with CE reference AUV639. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-04 | 2017-04-05 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-05-04 | 2017-04-05 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-04 | 2017-04-05 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2016-05-04 | 2017-04-05 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-31 | 2015-10-13 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-27 | 2015-07-04 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-11 | 2013-05-13 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-03-11 | 2013-05-13 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-05 | 2012-08-01 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-05 | 2012-08-01 |