Tzu Kuan Wu
吳姿觀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tzu Kuan Wu (吳姿觀), a licensed former licensee with CE reference AYK003. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Ease Investment Limited 中國益祥資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-10-17 | 2024-11-22 |
| China Ease Investment Limited 中國益祥資產管理有限公司 |
RO | Type 9 — Asset management | 2022-10-17 | 2024-11-22 |
| Total Invest Group Asset Management (Hong Kong) Limited 加百利投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-08-30 | 2020-11-30 |
| Total Invest Group Asset Management (Hong Kong) Limited 加百利投資管理(香港)有限公司 |
RO | Type 9 — Asset management | 2019-08-30 | 2020-11-30 |
| Total Invest Group Asset Management (Hong Kong) Limited 加百利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-01 | 2019-08-30 |
| Total Invest Group Asset Management (Hong Kong) Limited 加百利投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-08-01 | 2019-08-30 |
| Goldlink Asset Management (Asia) Limited 金聯資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2017-03-13 | 2019-06-03 |
| Goldlink Asset Management (Asia) Limited 金聯資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2017-03-13 | 2019-06-03 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-02-22 | 2017-01-31 |
| Open Asset Management Limited 開盤資産管理有限公司 |
RO | Type 4 — Advising on securities | 2015-08-13 | 2017-01-31 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 4 — Advising on securities | 2015-08-13 | 2017-01-31 |
| Open Asset Management Limited 開盤資産管理有限公司 |
RO | Type 9 — Asset management | 2015-08-13 | 2017-01-31 |
| Open Asset Management Limited 開盤資産管理有限公司 |
Rep | Type 9 — Asset management | 2013-03-25 | 2015-08-13 |
| Open Asset Management Limited 開盤資産管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-02-20 | 2015-08-13 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-02-20 | 2015-08-13 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-09 | 2017-01-31 |