Hao Xiong
熊浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hao Xiong (熊浩), a licensed former licensee with CE reference AZI741. This person has 2.9 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ZJKF Securities Investment (Hong Kong) Limited 張金證券投資(香港)有限公司 |
RO | Type 9 - Asset management | 2022-01-20 | 2022-04-07 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-20 | 2020-10-20 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-10-20 | 2020-10-20 |
| Open Asset Management Limited 開盤資産管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-10-20 | 2020-10-20 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-10-20 | 2020-10-20 |
| Open Asset Management Limited 開盤資産管理有限公司 |
Rep | Type 9 - Asset management | 2020-10-20 | 2020-10-20 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-10-20 | 2021-03-12 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-10-20 | 2021-03-12 |
| Open Asset Management Limited 開盤資産管理有限公司 |
RO | Type 4 - Advising on securities | 2020-10-20 | 2021-03-12 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 4 - Advising on securities | 2020-10-20 | 2021-03-12 |
| Open Asset Management Limited 開盤資産管理有限公司 |
RO | Type 9 - Asset management | 2020-10-20 | 2021-03-12 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-26 | 2014-09-30 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-08-26 | 2014-09-30 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-05-15 | 2013-07-24 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-05-15 | 2013-07-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hao Xiong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.