Hong Kong SFC Licensed Individuals Directory

Nico Chen CE BRF265 - active, DBS Vickers (Hong Kong) Limited Wai Kwok Chow CE ACN889 - active, DBS Vickers (Hong Kong) Limited Haan Ian Chui CE BFK763 - active, DBS Vickers (Hong Kong) Limited Kin Sung Chun CE BOR292 - active, DBS Vickers (Hong Kong) Limited Yuen Ting Chung CE BQU761 - active, DBS Vickers (Hong Kong) Limited Calvin Russell Cragg CE BOT284 - active, DBS Vickers (Hong Kong) Limited Felix Chung Hin Fok CE ATO002 - active, DBS Vickers (Hong Kong) Limited Alison Ho Yee Fok CE BCL546 - active, DBS Vickers (Hong Kong) Limited Man Chun Fok CE BNV262 - active, DBS Vickers (Hong Kong) Limited Nan Gao CE BSS178 - active, DBS Vickers (Hong Kong) Limited Pei Hwa Ho CE BJA061 - active, DBS Vickers (Hong Kong) Limited Ting Hu CE BRI274 - active, DBS Vickers (Hong Kong) Limited Chun Kit Hui CE BRA169 - active, DBS Vickers (Hong Kong) Limited Mavis Ming Wai Hui CE AFV212 - active, DBS Vickers (Hong Kong) Limited Mo Ji CE AXG209 - active, DBS Vickers (Hong Kong) Limited Fung Ko CE AZK319 - active, DBS Vickers (Hong Kong) Limited Wai Ming Kong CE AVL225 - active, DBS Vickers (Hong Kong) Limited Man Ting Kwan CE BRZ005 - active, DBS Vickers (Hong Kong) Limited Fung Chun Byron Lam CE BOC950 - active, DBS Vickers (Hong Kong) Limited Eun Young Lee CE APW799 - active, DBS Vickers (Hong Kong) Limited Vanessa Sze Chun Lee CE BTG786 - active, DBS Vickers (Hong Kong) Limited Tsz Ying Percy Leung CE BRV458 - active, DBS Vickers (Hong Kong) Limited Colin Wai Hung Lok CE ASU015 - active, DBS Vickers (Hong Kong) Limited Manyi Lu CE BJH113 - active, DBS Vickers (Hong Kong) Limited Yirui Lv CE BRU633 - active, DBS Vickers (Hong Kong) Limited Yuen Wai Man CE AGD339 - active, DBS Vickers (Hong Kong) Limited Chun Ho Nam CE BOG203 - active, DBS Vickers (Hong Kong) Limited Keng-Yu Shih CE BAC090 - active, DBS Vickers (Hong Kong) Limited Cudy Ying Siu CE ADI197 - active, DBS Vickers (Hong Kong) Limited Tsz Wang Tam CE APF023 - active, DBS Vickers (Hong Kong) Limited Veronica Guek Eng Tan CE ABE788 - active, DBS Vickers (Hong Kong) Limited Ka Wai Tsang CE BHC862 - active, DBS Vickers (Hong Kong) Limited Ka Hei Tse CE BTC141 - active, DBS Vickers (Hong Kong) Limited Wut Hei Raphael Tse CE BRQ999 - active, DBS Vickers (Hong Kong) Limited Qi (SFC:BJC559) Wang CE BJC559 - active, DBS Vickers (Hong Kong) Limited Keng Fung Wong CE BQC383 - active, DBS Vickers (Hong Kong) Limited Sum Wai Wong CE BUG165 - active, DBS Vickers (Hong Kong) Limited Zhaoji Xu CE BRU848 - active, DBS Vickers (Hong Kong) Limited Chi Wai Yeung CE BKD293 - active, DBS Vickers (Hong Kong) Limited Patricia Kai Ki Yeung CE ADB738 - ceased Yau Ming Yim CE AHX278 - active, DBS Vickers (Hong Kong) Limited Yuhua Ying CE BRN975 - active, DBS Vickers (Hong Kong) Limited Wesley Chak Hang Yip CE BTO307 - ceased Paul Pau Lee Yong CE ASE988 - active, DBS Vickers (Hong Kong) Limited Ka Ho (SFC:BNP832) Yu CE BNP832 - active, DBS Vickers (Hong Kong) Limited Beibei (SFC:BGZ938) Zhang CE BGZ938 - active, DBS Vickers (Hong Kong) Limited Haitao Zhang CE BRS733 - active, DBS Vickers (Hong Kong) Limited Lifeng Fu CE BUX434 - active, DC Wealth Management (HK) Limited Yung-Chi Liao CE ANP465 - active, DC Wealth Management (HK) Limited Wan Yin Fung CE AND435 - ceased Zitao Wu CE BVU013 - active, DC Wealth Management (HK) Limited Dan Zheng CE BOR072 - active, DC Wealth Management (HK) Limited Hua (SFC:BUX169) Zhu CE BUX169 - active, DC Wealth Management (HK) Limited Yik Lun Chan CE AOR284 - active, DD Asset Management Limited Xing Xie CE BOH344 - active, DD Asset Management Limited Kenty Wong CE AFW272 - active, DL Digital Family Office (HK) Limited Mengnan Wu CE BHX145 - active, DL Digital Family Office (HK) Limited Yuting Zhou CE BPN759 - active, DL SECURITIES (HK) LIMITED Chongxiao Cheng CE BRE121 - active, DL SECURITIES (HK) LIMITED Mingyu He CE BNY945 - active, DL SECURITIES (HK) LIMITED Kin Sang Li CE AOH898 - active, DL SECURITIES (HK) LIMITED Youdong Tang CE BUC816 - active, DL Digital Family Office (HK) Limited Zihan Wang CE BXH517 - active, DL SECURITIES (HK) LIMITED Huijuan Zhang CE BUM437 - active, DL Digital Family Office (HK) Limited Tsz Chung Au CE AWO394 - active, DL SECURITIES (HK) LIMITED Wang Ming Cheng CE AXA014 - active, DL SECURITIES (HK) LIMITED Ka Wai Kwok CE BTZ204 - active, DL SECURITIES (HK) LIMITED Sufan Kin Man Lam CE ACS679 - active, DL SECURITIES (HK) LIMITED Shie-Way Lang CE BBZ007 - active, DL SECURITIES (HK) LIMITED Sung Yol Lee CE BOE156 - active, DL SECURITIES (HK) LIMITED Xingkong Ma CE BVP774 - active, DL SECURITIES (HK) LIMITED Jonggun Park CE BMA530 - active, DL SECURITIES (HK) LIMITED Liwen Xiao CE BWT128 - active, DL SECURITIES (HK) LIMITED Robert John Stuart Gibbs CE BJV533 - active, DWS Investments Hong Kong Limited So Yeon Kim CE AMM348 - active, DWS Investments Hong Kong Limited Chi Tak Kwan CE AHC006 - active, DWS Investments Hong Kong Limited Osvaldo Chit Man Kwan CE BAI043 - active, DWS Investments Hong Kong Limited Kevin Kei Tung Lui CE BAO165 - active, DWS Investments Hong Kong Limited Elke Schoeppl-Jost CE AQJ086 - active, DWS Investments Hong Kong Limited Vanessa Wang CE BIS581 - active, DWS Investments Hong Kong Limited Jingmu Cao CE AYW195 - active, DWS Investments Hong Kong Limited Tin Wing Chan CE BVJ775 - active, DWS Investments Hong Kong Limited Chi Ching Cheng CE BSQ519 - active, DWS Investments Hong Kong Limited Siu Ting Cheung CE BWN154 - active, DWS Investments Hong Kong Limited Ching Yuan Chiu CE BVT734 - active, DWS Investments Hong Kong Limited Han Shen Jonathan Chow CE BUZ023 - active, DWS Investments Hong Kong Limited Chun Yin Chu CE BSZ324 - active, DWS Investments Hong Kong Limited Thomas Gillmann CE BSF910 - active, DWS Investments Hong Kong Limited Wing Lai Jap CE AGE009 - active, DWS Investments Hong Kong Limited Zixuan Kan CE BSW726 - active, DWS Investments Hong Kong Limited Hoi Hing Keung CE BDL906 - active, DWS Investments Hong Kong Limited Hoi Ting Christy Lam CE BVJ721 - active, DWS Investments Hong Kong Limited Kai Kit Leung CE BGO560 - ceased Kelvin Ngai Ho Leung CE APJ702 - active, DWS Investments Hong Kong Limited Gary Yuen Fung Li CE BEC909 - active, DWS Investments Hong Kong Limited Dongsheng Lu CE BSQ114 - active, DWS Investments Hong Kong Limited Hiroshi Miyata CE BPM775 - active, DWS Investments Hong Kong Limited Sheung Wing Ng CE AXF006 - active, DWS Investments Hong Kong Limited Catherine Yan Kei Siu CE ARA299 - active, DWS Investments Hong Kong Limited Lok Man Adrian So CE BSY405 - active, DWS Investments Hong Kong Limited Daoqing Su CE BSM205 - active, DWS Investments Hong Kong Limited Hoi Kei Sum CE BFI234 - active, DWS Investments Hong Kong Limited Ogar Renaldi Widjaja CE BBD986 - active, DWS Investments Hong Kong Limited Xiaofan Yu CE BSK076 - active, DWS Investments Hong Kong Limited Tian Zeng CE BWF401 - active, DWS Investments Hong Kong Limited Judy Zhu CE BJO607 - active, DWS Investments Hong Kong Limited Yuzhang Zong CE BNO311 - active, DWS Investments Hong Kong Limited Taiheng Chen CE BQF315 - active, Da Wan Asset Management Limited Fai Ma CE AWB641 - active, Da Wan Asset Management Limited Zhiping Xian CE BNY285 - active, Da Wan Asset Management Limited Futoshi Aikawa CE AXF374 - active, Daiwa Capital Markets Hong Kong Limited Damon Carter CE BEO225 - active, Daiwa Capital Markets Hong Kong Limited Hiroyuki Goto CE ASU203 - active, Daiwa Capital Markets Hong Kong Limited John Charles Hetherington CE ABN564 - active, Daiwa Capital Markets Hong Kong Limited Hiroki Iwase CE BSK244 - active, Daiwa Capital Markets Hong Kong Limited Marc Steven Jenn CE ANG294 - active, Daiwa Capital Markets Hong Kong Limited Rebecca Ching Yee Lau CE AAF232 - active, Daiwa Capital Markets Hong Kong Limited Ching Yan Ma CE BAH310 - active, Daiwa Capital Markets Hong Kong Limited Kosuke Mizuno CE ADP243 - ceased Janet Wei Ling Shen CE AMA937 - active, Daiwa Capital Markets Hong Kong Limited Ryuji Takahashi CE BRQ535 - active, Daiwa Capital Markets Hong Kong Limited Takuya Tomiyama CE AGU752 - active, Daiwa Capital Markets Hong Kong Limited Ka Man (SFC:AEK749) Wong CE AEK749 - active, Daiwa Capital Markets Hong Kong Limited Yusuke Yamaguchi CE BPE258 - active, Daiwa Capital Markets Hong Kong Limited Bei Yang CE AVV546 - active, Daiwa Capital Markets Hong Kong Limited Hongxia Zhu CE ATM945 - active, Daiwa Capital Markets Hong Kong Limited Masato Akiyama CE BWT639 - active, Daiwa Capital Markets Hong Kong Limited Wendy Wing Yee Au-Yeung CE AFT616 - active, Daiwa Capital Markets Hong Kong Limited Andreas Johannes Bekos CE BHU928 - active, Daiwa Capital Markets Hong Kong Limited Joseph Bradley CE BEB455 - active, Daiwa Capital Markets Hong Kong Limited Man Shun Chan CE AXN045 - active, Daiwa Capital Markets Hong Kong Limited Shun Ho Chan CE AFZ169 - active, Daiwa Capital Markets Hong Kong Limited Yee Chan CE BMQ543 - ceased Leixi Chen CE BVE126 - active, Daiwa Capital Markets Hong Kong Limited Siman Chen CE BPJ396 - active, Daiwa Capital Markets Hong Kong Limited Xingrui Chen CE BVI404 - active, Daiwa Capital Markets Hong Kong Limited Wei-Chih Chiang CE BGU545 - active, Daiwa Capital Markets Hong Kong Limited Hyung Wook Choi CE AQO335 - active, Daiwa Capital Markets Hong Kong Limited Viraj Jashvant Chotai CE BVA370 - active, Daiwa Capital Markets Hong Kong Limited Xianghui Chu CE BTG267 - active, Daiwa Capital Markets Hong Kong Limited Hau Yee Elkey Co CE BXQ392 - active, Daiwa Capital Markets Hong Kong Limited Jiatian Deng CE BLS747 - active, Daiwa Capital Markets Hong Kong Limited Michael Roger Doering CE ANQ240 - active, Daiwa Capital Markets Hong Kong Limited Cissy Fung CE AMW511 - active, Daiwa Capital Markets Hong Kong Limited Cong Geng CE AWT803 - active, Daiwa Capital Markets Hong Kong Limited George Francis Grose CE AWH234 - active, Daiwa Capital Markets Hong Kong Limited Baoqing Han CE BWQ800 - active, Daiwa Capital Markets Hong Kong Limited Koji Hirasaki CE AZI774 - active, Daiwa Capital Markets Hong Kong Limited Andy Tsz Ho Ho CE AFV776 - active, Daiwa Capital Markets Hong Kong Limited Yihao Hu CE BTH952 - active, Daiwa Capital Markets Hong Kong Limited Yuki Inohara CE BTB757 - active, Daiwa Capital Markets Hong Kong Limited Chit Yin Ip CE AUR651 - active, Daiwa Capital Markets Hong Kong Limited Ayumi Kawano CE BUU880 - ceased Yong Jun Kim CE BXP558 - active, Daiwa Capital Markets Hong Kong Limited Yosuke Kobayashi CE BJM372 - active, Daiwa Capital Markets Hong Kong Limited Masatoshi Komori CE BVC022 - active, Daiwa Capital Markets Hong Kong Limited Jack Hou Eric Kot CE AJA361 - active, Daiwa Capital Markets Hong Kong Limited Bo Wing Kwok CE AXL766 - active, Daiwa Capital Markets Hong Kong Limited Joyce Yik Man Kwok CE ATS268 - active, Daiwa Capital Markets Hong Kong Limited Chu Hang Lai CE ATB627 - active, Daiwa Capital Markets Hong Kong Limited Ka Wai Gavin Lai CE BHS916 - active, Daiwa Capital Markets Hong Kong Limited Kar Hei Carlton Lai CE BDV574 - ceased Kelvin Wai Kin Lau CE APQ275 - active, Daiwa Capital Markets Hong Kong Limited Michael Le Jin Lee CE BRI082 - active, Daiwa Capital Markets Hong Kong Limited Wai Kit Patrick Lee CE AWK707 - active, Daiwa Capital Markets Hong Kong Limited Chenhao Li CE BVI192 - active, Daiwa Capital Markets Hong Kong Limited Xiangyu (SFC:BUV132) Li CE BUV132 - active, Daiwa Capital Markets Hong Kong Limited Yinxuan Li CE BUB052 - active, Daiwa Capital Markets Hong Kong Limited Moshi Liu CE BEL594 - active, Daiwa Capital Markets Hong Kong Limited Po Wen Liu CE ATL504 - active, Daiwa Capital Markets Hong Kong Limited Qingli Liu CE BSH027 - active, Daiwa Capital Markets Hong Kong Limited Ilona Ching Man Lo CE AXL781 - active, Daiwa Capital Markets Hong Kong Limited Yao (SFC:BTK187) Lu CE BTK187 - active, Daiwa Capital Markets Hong Kong Limited Chang (SFC:BTN056) Luo CE BTN056 - active, Daiwa Capital Markets Hong Kong Limited Xiangzi Luo CE BFF182 - ceased Kaiyi Ma CE BQU833 - active, Daiwa Capital Markets Hong Kong Limited Bintuo Ni CE BOM533 - active, Daiwa Capital Markets Hong Kong Limited Zhuofei Nie CE BLR344 - active, Daiwa Capital Markets Hong Kong Limited Vinay Kumar Pampapathi CE BJG449 - active, Daiwa Capital Markets Hong Kong Limited Jiazhou Pan CE BLX081 - active, Merrill Lynch (Asia Pacific) Limited Shinichi Sasaki CE AHS992 - active, Daiwa Capital Markets Hong Kong Limited Zhuoyue Shi CE BOZ221 - active, Daiwa Capital Markets Hong Kong Limited Iori Shimizu CE BRT628 - active, Daiwa Capital Markets Hong Kong Limited Charles Cheok I Shum CE AZQ896 - active, Daiwa Capital Markets Hong Kong Limited Miki Takeuchi CE BBP891 - active, Daiwa Capital Markets Hong Kong Limited Yusuke Takeuchi CE BTB759 - active, Daiwa Capital Markets Hong Kong Limited Yue Tan CE BOR500 - active, Daiwa Capital Markets Hong Kong Limited Andrew Chiu Yin Tsang CE AOV654 - active, Daiwa Capital Markets Hong Kong Limited Chi Kin Tsang CE AOR993 - active, Daiwa Capital Markets Hong Kong Limited Gary Man Kuen Wong CE AGO032 - active, Daiwa Capital Markets Hong Kong Limited Steven Wai Chiu Wong CE ACQ784 - active, Daiwa Capital Markets Hong Kong Limited Wai Kin (SFC:BOB036) Wong CE BOB036 - active, Daiwa Capital Markets Hong Kong Limited Chenguang Wu CE BQU494 - active, Daiwa Capital Markets Hong Kong Limited Jialong Xiao CE BFD975 - active, Daiwa Capital Markets Hong Kong Limited Li (SFC:BAI988) Xiong CE BAI988 - active, Daiwa Capital Markets Hong Kong Limited Fei (SFC:ASP680) Xue CE ASP680 - active, Daiwa Capital Markets Hong Kong Limited Carlson Kar Tsun Yeung CE BBK543 - active, Daiwa Capital Markets Hong Kong Limited Man Hon Yip CE BHZ902 - active, Daiwa Capital Markets Hong Kong Limited Shun Yoshioka CE BUK135 - active, Daiwa Capital Markets Hong Kong Limited Robert Kei Yoshizumi CE ARV067 - active, Daiwa Capital Markets Hong Kong Limited Zhihui Yu CE BVH674 - active, Daiwa Capital Markets Hong Kong Limited Hang Yuan CE BXD846 - active, Daiwa Capital Markets Hong Kong Limited Wilfred Wai Chak Yuen CE AYF330 - ceased Yunfang Zhang CE BHY180 - active, Daiwa Capital Markets Hong Kong Limited Yunfeng Zhang CE BTT068 - active, Daiwa Capital Markets Hong Kong Limited Tsz Kit Zhuang CE BRK357 - active, Daiwa Capital Markets Hong Kong Limited Ming Hoi Mak CE BJR444 - active, Dakin Asset Management Limited Hoi Yan Kwong CE AIX578 - active, Dakin Capital Limited Hoi Yan (SFC:AXZ043) Lee CE AXZ043 - active, Dakin Capital Limited Shui Yan Li CE ADA073 - active, Dakin Capital Limited Kin Fong Tam CE AGP655 - active, Dakin Capital Limited Shing Lam Yip CE BFR732 - active, Dakin Capital Limited Yuan (SFC:BAD323) Wang CE BAD323 - active, Dantai Capital Limited Jisong Xiang CE ALP923 - active, Dantai Capital Limited Nuo Xu CE BOA935 - active, Dantai Capital Limited Ka Fai Wong CE BSJ477 - active, Dantai Capital Limited Qian (SFC:BGZ717) Huang CE BGZ717 - active, DaoDe Investment (HK) Asset Management Limited Fei (SFC:BWE280) Wu CE BWE280 - active, DaoDe Investment (HK) Asset Management Limited Zhiwen Wu CE BPW898 - active, DaoDe Investment (HK) Asset Management Limited Wai Wan (SFC:BHD770) Wong CE BHD770 - active, DaoKou Securities Limited Chung Lung Yeung CE AQX406 - active, DaoKou Securities Limited Siqi Chen CE BXQ323 - active, DaoKou Securities Limited Man Yi Wong CE BMB192 - active, DaoKou Securities Limited Yat Chun Chow CE ANA606 - active, Datang Financial Holding Co., Limited Siu Chan Lam CE ACL967 - active, Datang Financial Holding Co., Limited Sang Youn Cha CE AQM175 - active, Davidson Kempner Asia Limited Jogeesvaran Krishanthan CE BQP762 - active, Davidson Kempner Asia Limited Punit Nayan Patel CE ARI633 - active, Davidson Kempner Asia Limited Pui Chak Arthur Cheung CE BNU850 - active, Davidson Kempner Asia Limited Kim Jin Chew CE BAC201 - active, Davidson Kempner Asia Limited Arthur Jung Han Choo CE BPK429 - active, Davidson Kempner Asia Limited Clint Chow CE AVJ424 - active, Davidson Kempner Asia Limited Sijia (SFC:BPE285) Hu CE BPE285 - active, Davidson Kempner Asia Limited Chan Woong Lee CE BEI189 - active, Davidson Kempner Asia Limited Yani Li CE BPQ889 - ceased Zheng (SFC:BJM368) Li CE BJM368 - active, Davidson Kempner Asia Limited Chi Hing Lin CE BIY468 - active, Davidson Kempner Asia Limited Ling Lui CE BFR541 - active, Davidson Kempner Asia Limited Hanqing Shi CE APC470 - active, Davidson Kempner Asia Limited Wayne Wai Hang Tsang CE AOB854 - active, Davidson Kempner Asia Limited Jiayuan Xia CE BVO319 - active, Davidson Kempner Asia Limited Yuan Yue CE BVM866 - active, Davidson Kempner Asia Limited Fai Sean Chu CE ARJ511 - active, Dawn Capital Limited Guanzhu Wang CE BPH472 - active, Dawn Capital Limited Wai Kin Ho CE ADU753 - active, Deloitte & Touche Corporate Finance Limited Li (SFC:BIR520) Li CE BIR520 - active, Deloitte & Touche Corporate Finance Limited Hing Leung Ng CE AOJ340 - active, Deloitte & Touche Corporate Finance Limited Man Hoi Chan CE BAX743 - active, Deloitte & Touche Corporate Finance Limited Keith Ka Kee Cheung CE ADI133 - active, Delta Asia Securities Limited Wai Man To CE AEM387 - active, Delta Asia Securities Limited