Sufan Kin Man Lam
林建文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sufan Kin Man Lam (林建文), CE reference ACS679. Currently licensed at 1 firm(s): DL SECURITIES (HK) LIMITED. Total licence records on file: 27.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-10 | present |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-10 | present |
| Zhongtai International Financial Products Limited 中泰國際金融產品有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-07 | 2019-01-01 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-07 | 2016-10-31 |
| CES International Commodities (HK) Limited | RO | Type 2 — Dealing in futures contracts | 2014-07-09 | 2015-09-03 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-04 | 2015-09-03 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-12-04 | 2015-09-03 |
| Sun Yi Company Limited 新而有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-12-04 | 2014-11-20 |
| CES International Commodities (HK) Limited | Rep | Type 2 — Dealing in futures contracts | 2013-12-04 | 2014-07-09 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-09-07 | 2013-11-16 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-09-07 | 2013-11-16 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-14 | 2012-09-07 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-05-14 | 2012-09-07 |
| De Riva Asia Limited |
Rep | Type 1 — Dealing in securities | 2011-02-07 | 2012-05-02 |
| De Riva Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2011-02-07 | 2012-05-02 |
| Sun Yi Company Limited 新而有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-01-31 | 2010-02-27 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | present | 2010-02-27 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2010-02-27 |
| CES International Commodities (HK) Limited | Rep | Type 2 — Dealing in futures contracts | present | 2010-02-27 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-19 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-01-19 |
| CES International Commodities (HK) Limited | Rep | Type 5 — Advising on futures contracts | present | 2004-01-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-07 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-19 |
| CES International Commodities (HK) Limited | Rep | Type 9 — Asset management | present | 2004-01-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-19 |