Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Chui Fei Lam
CE BRW509 - active, Dynasty Alliance Investment Management Limited
Fu Kit Lam
CE BQM902 - active, Dynasty Alliance Investment Management Limited
Hong Lin Lau
CE BEV755 - active, Dynasty Alliance Investment Management Limited
Kit Sum (SFC:BQW632) Lee
CE BQW632 - active, Dynasty Alliance Investment Management Limited
Yuet See Lee
CE BNA767 - active, Dynasty Alliance Investment Management Limited
Kei Fu Leung
CE BRR038 - active, Dynasty Alliance Investment Management Limited
Koon Wah Lo
CE ASO037 - active, Dynasty Alliance Investment Management Limited
Yi Shing Ngan
CE BRU947 - active, Dynasty Alliance Investment Management Limited
Pui Shan Sarah Tam
CE BVI309 - active, Dynasty Alliance Investment Management Limited
Sau Man Wong
CE ALY638 - active, Dynasty Alliance Investment Management Limited
Sui Lung Wu
CE BOC779 - active, Dynasty Alliance Investment Management Limited
Ching Lim Yeung
CE BVP778 - active, Dynasty Alliance Investment Management Limited
Shaojun Cai
CE BFL054 - active, E Fund Management (Hong Kong) Co., Limited
Bing Fan
CE BRZ585 - active, E Fund Management (Hong Kong) Co., Limited
Jianfeng Li
CE BRZ702 - active, E Fund Management (Hong Kong) Co., Limited
Zhihang (SFC:BGC847) Li
CE BGC847 - active, E Fund Management (Hong Kong) Co., Limited
Yazhou Lu
CE BWK162 - active, E Fund Management (Hong Kong) Co., Limited
Guangdong Qi
CE AZG394 - active, E Fund Management (Hong Kong) Co., Limited
Feng Shi
CE AWI080 - active, E Fund Management (Hong Kong) Co., Limited
Sze Yan Tsoi
CE BAK271 - active, E Fund Management (Hong Kong) Co., Limited
Jiaxiang Wang
CE BLX113 - active, E Fund Management (Hong Kong) Co., Limited
Xue Wang
CE BUM018 - active, E Fund Management (Hong Kong) Co., Limited
Shuo Xiong
CE BMY402 - active, E Fund Management (Hong Kong) Co., Limited
Jialiang Zheng
CE AZB711 - active, E Fund Management (Hong Kong) Co., Limited
Wai Yip Chau
CE APL316 - active, E Fund Management (Hong Kong) Co., Limited
Yan (SFC:BHA196) Chen
CE BHA196 - active, E Fund Management (Hong Kong) Co., Limited
Yi (SFC:BRW287) Chen
CE BRW287 - active, E Fund Management (Hong Kong) Co., Limited
Peng He
CE AVI431 - active, E Fund Management (Hong Kong) Co., Limited
Zhen (SFC:AYY952) He
CE AYY952 - active, E Fund Management (Hong Kong) Co., Limited
Yue (SFC:BTJ955) Hu
CE BTJ955 - active, E Fund Management (Hong Kong) Co., Limited
Hanzhen Jiao
CE BWW685 - active, E Fund Management (Hong Kong) Co., Limited
Ming (SFC:BNS991) Jin
CE BNS991 - active, E Fund Management (Hong Kong) Co., Limited
Ao Li
CE BQG749 - ceased
Junhan Li
CE BRH808 - active, CMB International Asset Management Limited
Linxuan Li
CE BSJ618 - active, E Fund Management (Hong Kong) Co., Limited
Qiuhui Li
CE BLY966 - active, E Fund Management (Hong Kong) Co., Limited
Tsun Wai Li
CE BQL486 - active, E Fund Management (Hong Kong) Co., Limited
Yingni Li
CE BIJ020 - active, E Fund Management (Hong Kong) Co., Limited
Zihao Li
CE BQW194 - active, E Fund Management (Hong Kong) Co., Limited
Weibin Lin
CE BBG416 - active, E Fund Management (Hong Kong) Co., Limited
Yishan Liu
CE BOW729 - active, E Fund Management (Hong Kong) Co., Limited
Junhan Lu
CE BNS112 - active, E Fund Management (Hong Kong) Co., Limited
Jinghui Miao
CE BWV160 - active, E Fund Management (Hong Kong) Co., Limited
Tianyue Pan
CE BOW636 - active, E Fund Management (Hong Kong) Co., Limited
Xiaoming Pang
CE BRW589 - active, E Fund Management (Hong Kong) Co., Limited
Cong Peng
CE BPH844 - active, E Fund Management (Hong Kong) Co., Limited
Yandi Peng
CE BWO497 - active, E Fund Management (Hong Kong) Co., Limited
Lerong Qi
CE BVF600 - active, E Fund Management (Hong Kong) Co., Limited
Yue (SFC:BUC122) Qiu
CE BUC122 - active, E Fund Management (Hong Kong) Co., Limited
Xiaolei Quan
CE BVE155 - active, E Fund Management (Hong Kong) Co., Limited
Chengle Ren
CE BVQ666 - active, E Fund Management (Hong Kong) Co., Limited
Zhaoxian Song
CE BSU308 - active, E Fund Management (Hong Kong) Co., Limited
Jinxuan Su
CE BWL502 - active, E Fund Management (Hong Kong) Co., Limited
Bolun Tang
CE BGD485 - active, E Fund Management (Hong Kong) Co., Limited
Jie Tang
CE BVB290 - active, E Fund Management (Hong Kong) Co., Limited
Jiaxuan (SFC:BOR405) Tao
CE BOR405 - active, E Fund Management (Hong Kong) Co., Limited
Yue Hong Tse
CE ANQ294 - active, E Fund Management (Hong Kong) Co., Limited
Xinmeng Tu
CE BVZ294 - active, E Fund Management (Hong Kong) Co., Limited
Dai Wang
CE BIG090 - active, E Fund Management (Hong Kong) Co., Limited
Fei (SFC:BEZ685) Wang
CE BEZ685 - active, E Fund Management (Hong Kong) Co., Limited
Lei (SFC:BWV826) Wang
CE BWV826 - active, E Fund Management (Hong Kong) Co., Limited
Xiaochen Wang
CE AXR913 - active, E Fund Management (Hong Kong) Co., Limited
Chun Yeung Wong
CE BSQ866 - active, E Fund Management (Hong Kong) Co., Limited
Fan (SFC:BUC115) Wu
CE BUC115 - active, E Fund Management (Hong Kong) Co., Limited
Nan (SFC:BVL445) Xiao
CE BVL445 - active, E Fund Management (Hong Kong) Co., Limited
Bonan Yang
CE BRP748 - active, E Fund Management (Hong Kong) Co., Limited
Lu (SFC:BPS226) Yang
CE BPS226 - active, E Fund Management (Hong Kong) Co., Limited
Maoda Yang
CE BTE486 - active, E Fund Management (Hong Kong) Co., Limited
Tianqi Yang
CE BHU851 - active, E Fund Management (Hong Kong) Co., Limited
Yang (SFC:BMN688) Yang
CE BMN688 - active, E Fund Management (Hong Kong) Co., Limited
Yijie Yang
CE BTB942 - active, E Fund Management (Hong Kong) Co., Limited
Hao Huan Yip
CE AVZ349 - active, E Fund Management (Hong Kong) Co., Limited
Boya (SFC:BWX361) Zhang
CE BWX361 - active, E Fund Management (Hong Kong) Co., Limited
Peng (SFC:BKF638) Zhang
CE BKF638 - active, E Fund Management (Hong Kong) Co., Limited
Shengji Zhang
CE BBG417 - active, E Fund Management (Hong Kong) Co., Limited
Xialu Zhang
CE BXD934 - active, E Fund Management (Hong Kong) Co., Limited
Xinyuan Zhang
CE BVJ809 - active, E Fund Management (Hong Kong) Co., Limited
Yue (SFC:BVO294) Zhang
CE BVO294 - active, E Fund Management (Hong Kong) Co., Limited
Yuemeng Zhang
CE BRO994 - active, E Fund Management (Hong Kong) Co., Limited
Xing Zheng
CE BRZ706 - active, E Fund Management (Hong Kong) Co., Limited
Xingqi Zhong
CE BVW705 - active, E Fund Management (Hong Kong) Co., Limited
Man Ching (SFC:AWH054) Wu
CE AWH054 - active, EAM Investment Advisors Limited
Fanghua Ye
CE BJY566 - active, EAM Investment Advisors Limited
Ningjing Chen
CE BXL661 - active, EAM Investment Advisors Limited
Christopher Wing-Kai Chan
CE BIZ872 - ceased
Arjun Panchapagesan
CE BNY630 - ceased
Bonny Sze Man Tse
CE APX167 - ceased
Sihui Li
CE BBM227 - ceased
Yiru Hou
CE BTG981 - active, EMP Capital Limited
Faquan Xie
CE BXC426 - active, EMP Capital Limited
Rui Hua Chang
CE BAQ174 - active, ESR Hong Kong Asset Management Limited
Koon Chung Gary Poon
CE BSH220 - active, ESR Hong Kong Asset Management Limited
Yu Qing Huang
CE BEB102 - active, EXS Capital Asia Limited
Shu Wang Kwan
CE BDW780 - active, EXS Capital Asia Limited
Anqi Li
CE BQV468 - active, EXS Capital Asia Limited
Shun Hau
CE BRX523 - ceased
Amy Ka Ping Luk
CE ALL503 - active, Eagle Asset Management (CP) Limited
Kar Wai Sung
CE BKA549 - active, Eagle Asset Management (CP) Limited
Oi Suen Lee
CE AXZ054 - active, Eagle Trader Asset Management Limited
Tsan Chow Wong
CE AXI459 - active, Eagle Trader Asset Management Limited
Louisa Choy
CE ABS283 - active, East Asia Securities Company Limited
Kim Po Tsang
CE AEZ492 - active, East Asia Securities Company Limited
Yung Ho Wong
CE AOY487 - active, East Asia Futures Limited
Philip Chi Leung Chan
CE APC865 - active, East Asia Securities Company Limited
Ka Po Chan
CE AFF094 - active, East Asia Futures Limited
Kin Chung Chan
CE APV089 - active, East Asia Securities Company Limited
Lok Sze Chan
CE AYJ297 - active, East Asia Futures Limited
Siu Lun Chan
CE BKG601 - active, East Asia Securities Company Limited
Wing Ka Chan
CE BTP212 - active, East Asia Securities Company Limited
Raymond Wai Man Ho
CE AGG546 - active, East Asia Futures Limited
Alen Hong Hui
CE ADI991 - active, East Asia Securities Company Limited
Chi Hang Lai
CE APP360 - active, East Asia Futures Limited
Ying Chi (SFC:ADF720) Lam
CE ADF720 - active, East Asia Futures Limited
Hok Kan Lee
CE BLK909 - active, East Asia Securities Company Limited
Lok Ki Lee
CE AQZ591 - active, East Asia Securities Company Limited
Kai Fung Leung
CE AOX679 - active, East Asia Securities Company Limited
Wai Hang Leung
CE BMG013 - active, East Asia Futures Limited
Wai Hing Leung
CE AVM641 - active, East Asia Futures Limited
Man Ching Lo
CE ATL695 - active, East Asia Securities Company Limited
Chi Ho Tam
CE AXM569 - active, East Asia Futures Limited
Ka Man (SFC:AGH379) Wong
CE AGH379 - active, East Asia Securities Company Limited
Wai Kin (SFC:AMC913) Wong
CE AMC913 - active, East Asia Futures Limited
Chi Shing Yiu
CE BPW483 - active, East Asia Securities Company Limited
Tsz Kam Yu
CE AXO649 - active, East Asia Securities Company Limited
Calvin Ka Wing Yuen
CE ANP392 - active, East Asia Futures Limited
Lai Chi Mimi Yung
CE BRV600 - active, East Asia Securities Company Limited
Wai Chung (SFC:AOD117) Chan
CE AOD117 - active, East Asia Securities Company Limited
Ying Cheng
CE BTO744 - active, East Asia Securities Company Limited
Wai Han Chung
CE AHX041 - active, East Asia Securities Company Limited
Ka Yau Ho
CE AMP551 - active, East Asia Securities Company Limited
Lai Ling Lam
CE AXR717 - active, East Asia Securities Company Limited
Wai Chong Lau
CE ARH521 - active, East Asia Securities Company Limited
Oi Ping Lee
CE ABA554 - active, East Asia Securities Company Limited
Po Lin Lee
CE AFI436 - active, East Asia Securities Company Limited
Ka Man (SFC:BWW311) Li
CE BWW311 - active, East Asia Securities Company Limited
Weiwei Peng
CE BXS009 - active, East Asia Securities Company Limited
Chun Pong Sham
CE ALA798 - active, East Asia Securities Company Limited
Mabel Ka Wing Tong
CE BWG931 - active, East Asia Securities Company Limited
Po Yee Tsang
CE BUR369 - active, East Asia Securities Company Limited
Chun Wa Wong
CE APR390 - active, East Asia Securities Company Limited
Wai Chak Wong
CE BUS217 - active, East Asia Securities Company Limited
Wing Keung Wu
CE BUI767 - active, East Asia Securities Company Limited
Agnes Chi Yun Wun
CE AGX745 - active, East Asia Securities Company Limited
Weimin Xu
CE BXM146 - active, East Asia Securities Company Limited
Brian Chi Leung Hung
CE AEI023 - active, Eastspring Investments (Hong Kong) Limited
John Jeng-Yow Tsai
CE BIV592 - active, Eastspring Investments (Hong Kong) Limited
Shu Ping Tsang
CE ASI417 - active, Eastspring Investments (Hong Kong) Limited
Ka Kuen Wong
CE APQ326 - active, Eastspring Investments (Hong Kong) Limited
Dominic Wing Hang Wong
CE ACL614 - active, Eastspring Investments (Hong Kong) Limited
Jocelyn Oi Chung Wu
CE ALR004 - active, Eastspring Investments (Hong Kong) Limited
Samuel Justin Bentley
CE AVW220 - active, Eastspring Investments (Hong Kong) Limited
Chi Man (SFC:AVA790) Chan
CE AVA790 - active, Eastspring Investments (Hong Kong) Limited
Chuk Ching Chan
CE BTM027 - active, Eastspring Investments (Hong Kong) Limited
Huizhu Chen
CE BMU999 - active, Eastspring Investments (Hong Kong) Limited
Jiayi (SFC:BVR974) Chen
CE BVR974 - active, Eastspring Investments (Hong Kong) Limited
Hung Faat Cheng
CE BVV875 - active, Eastspring Investments (Hong Kong) Limited
Sik Man Cheng
CE BTM242 - active, Eastspring Investments (Hong Kong) Limited
Carmen Ka Man Cheung
CE BVQ133 - active, Eastspring Investments (Hong Kong) Limited
Mui Chung Chu
CE AFO332 - active, Eastspring Investments (Hong Kong) Limited
Daryl Hock Heng Ee
CE ARR388 - ceased
Yiping Fang
CE BVO096 - active, Eastspring Investments (Hong Kong) Limited
Ray Erwin Farris Jr
CE AAW767 - active, Eastspring Investments (Hong Kong) Limited
Po Fong
CE BMW084 - active, Eastspring Investments (Hong Kong) Limited
Ting (SFC:BTL033) Gao
CE BTL033 - active, Eastspring Investments (Hong Kong) Limited
Wei Man Ho
CE BWB804 - active, Eastspring Investments (Hong Kong) Limited
Feihu Huang
CE BWB753 - active, Eastspring Investments (Hong Kong) Limited
Yiu Yung Hui
CE BVX338 - active, Eastspring Investments (Hong Kong) Limited
Suet Ying Hung
CE BVU932 - active, Eastspring Investments (Hong Kong) Limited
Liwen Jin
CE ARK556 - active, Eastspring Investments (Hong Kong) Limited
Gloria Wai Fong Lam
CE AFO280 - active, Eastspring Investments (Hong Kong) Limited
Wai Ting Lam
CE BTM244 - active, Eastspring Investments (Hong Kong) Limited
Wai Yip Law
CE BWD156 - active, Eastspring Investments (Hong Kong) Limited
Hang Pui Lee
CE BWB801 - active, Eastspring Investments (Hong Kong) Limited
King Tai Lee
CE AFM947 - active, Eastspring Investments (Hong Kong) Limited
Yan Yu Lee
CE BVY637 - active, Eastspring Investments (Hong Kong) Limited
Yuet Ho Lee
CE AFO433 - active, Eastspring Investments (Hong Kong) Limited
Wai Mei Leong
CE BEE791 - active, Eastspring Investments (Hong Kong) Limited
Joel Siu Hung Leung
CE AGC132 - active, Eastspring Investments (Hong Kong) Limited
Tsz Chun Leung
CE BVT783 - active, Eastspring Investments (Hong Kong) Limited
Yee Wah Leung
CE BWB732 - active, Eastspring Investments (Hong Kong) Limited
Kwan Yee Li
CE BTL987 - active, Eastspring Investments (Hong Kong) Limited
Pik Na Li
CE AOE454 - active, Eastspring Investments (Hong Kong) Limited
Dong Liang
CE BVS799 - active, Eastspring Investments (Hong Kong) Limited
Wai Man Liu
CE AFM861 - active, Eastspring Investments (Hong Kong) Limited
Xue Zhen Liu
CE BVX027 - active, Eastspring Investments (Hong Kong) Limited
Kwan Yung Lui
CE BWB277 - active, Eastspring Investments (Hong Kong) Limited
Viswanath Nayar
CE BDP262 - active, Eastspring Investments (Hong Kong) Limited
Chi Lap Ng
CE AFO451 - active, Eastspring Investments (Hong Kong) Limited
Albert Ka Chun Ng
CE AVO975 - active, Eastspring Investments (Hong Kong) Limited
Kar Man Carmen Ng
CE BVY850 - active, Eastspring Investments (Hong Kong) Limited
Xiaosi Nie
CE BVT265 - active, Eastspring Investments (Hong Kong) Limited
Wai Ling Poon
CE BVZ097 - active, Eastspring Investments (Hong Kong) Limited
Kevin Siu
CE BVT016 - active, Eastspring Investments (Hong Kong) Limited
Wai Kuen Tam
CE AMO734 - active, Eastspring Investments (Hong Kong) Limited
Wing Man Tsang
CE BTL107 - active, Eastspring Investments (Hong Kong) Limited
Wai Man Tsoi
CE BWA913 - active, Eastspring Investments (Hong Kong) Limited
Wanzhou Wang
CE BVQ003 - active, Eastspring Investments (Hong Kong) Limited
Zhiping Wang
CE BVU946 - active, Eastspring Investments (Hong Kong) Limited
Tsz Ho William Won
CE BTC568 - active, Eastspring Investments (Hong Kong) Limited
Cheong Kuen Wong
CE BKN818 - active, Eastspring Investments (Hong Kong) Limited
Fuk Hoi Wong
CE BTL970 - active, Eastspring Investments (Hong Kong) Limited
Kwan To Wong
CE ARL437 - active, Eastspring Investments (Hong Kong) Limited
Muk Chuen Wong
CE ASP508 - active, Eastspring Investments (Hong Kong) Limited
Shek Che Wong
CE BTP584 - active, Eastspring Investments (Hong Kong) Limited
Shi Sim Wong
CE BTL474 - active, Eastspring Investments (Hong Kong) Limited
Jin (SFC:BVT987) Wu
CE BVT987 - active, Eastspring Investments (Hong Kong) Limited
Shuying Wu
CE BTL448 - active, Eastspring Investments (Hong Kong) Limited
Yao Xie
CE BTL090 - active, Eastspring Investments (Hong Kong) Limited
Hanfeng Xing
CE BTK479 - active, Eastspring Investments (Hong Kong) Limited
Jiakai Xiong
CE BVZ667 - active, Eastspring Investments (Hong Kong) Limited
Jie (SFC:BUO165) Xu
CE BUO165 - active, Eastspring Investments (Hong Kong) Limited
Yanping Yao
CE BVY907 - active, Eastspring Investments (Hong Kong) Limited
Yu Ping Yau
CE BVX026 - active, Eastspring Investments (Hong Kong) Limited
Man Chi Yeung
CE BTM243 - active, Eastspring Investments (Hong Kong) Limited
Jin (SFC:BVQ901) Zhang
CE BVQ901 - active, Eastspring Investments (Hong Kong) Limited
Junjun Zhang
CE BTL534 - active, Eastspring Investments (Hong Kong) Limited
Xi (SFC:BWB639) Zhang
CE BWB639 - active, Eastspring Investments (Hong Kong) Limited
Yan (SFC:BVQ859) Zhang
CE BVQ859 - active, Eastspring Investments (Hong Kong) Limited
Qin Zhao
CE BWB794 - active, Eastspring Investments (Hong Kong) Limited
Shiyi Zhou
CE BGR107 - active, Eastspring Investments (Hong Kong) Limited
Bizhan Modarressi Tong
CE BOR349 - active, Easy Fund Management Company Limited
Julian Anthony Duffy
CE APC273 - active, Eclipse Options (HK) Limited
Fred F Gao
CE ASO655 - active, Eclipse Options (HK) Limited
Fei Jia
CE APC274 - active, Eclipse Options (HK) Limited
Richard Mark Keenan
CE AXF964 - active, Eclipse Options (HK) Limited
Billy Chun Kit Leung
CE AWZ076 - active, Eclipse Options (HK) Limited
Anthony Hewitt Stevens
CE AFX482 - active, Eclipse Options (HK) Limited
Silas Tak Shun Yuen
CE AZD612 - active, Eclipse Options (HK) Limited
Akshat Bansal
CE BUK241 - active, Eclipse Options (HK) Limited
Hang Hong Chung
CE AWU241 - active, Eclipse Options (HK) Limited
James Kenneth Cush
CE BTC249 - active, Eclipse Options (HK) Limited
Haris Duherich
CE BPF473 - active, Eclipse Options (HK) Limited
Thomas Gao
CE BXB192 - active, Eclipse Options (HK) Limited
Elias Gouyez-Benallal
CE BUX793 - active, Eclipse Options (HK) Limited
Ahmad Fahmi Bin Ismail
CE AXP208 - active, Eclipse Options (HK) Limited
Uku Kruusamaee
CE BQM049 - active, Eclipse Options (HK) Limited
Man Hin Leung
CE BPD538 - active, Eclipse Options (HK) Limited
Ming Gang Li
CE BOP843 - ceased
Siyuan (SFC:BXN268) Liu
CE BXN268 - ceased
Vjeko Mandic
CE BXS431 - active, Eclipse Options (HK) Limited
Derrick Gene-Ming Poon
CE AYG329 - active, Eclipse Options (HK) Limited
Gidon Riki Sneider
CE BVN695 - active, Eclipse Options (HK) Limited
Lok Hang Suen
CE BPD583 - active, Eclipse Options (HK) Limited
Anthony Ho Ming To
CE BMQ542 - active, Eclipse Options (HK) Limited
Ernest Wong
CE BTL524 - ceased
Yik Chai Wong
CE BSJ964 - active, Eclipse Options (HK) Limited
Joshua Xu
CE BRF305 - active, Eclipse Options (HK) Limited
Ruohan Zhang
CE BVO416 - active, Eclipse Options (HK) Limited
Ching Sum Chan
CE BIY455 - active, Eddid Securities and Futures Limited
Mong Kwong Hon
CE BMR927 - active, Eddid Securities and Futures Limited