Miki Takeuchi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Miki Takeuchi, CE reference BBP891. Currently licensed at 1 firm(s): Daiwa Capital Markets Hong Kong Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2024-01-08 | present |
| Marex Financial Services Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2019-02-04 | 2021-09-30 |
| Marex Financial Services Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2015-08-24 | 2021-09-30 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2014-08-20 | 2015-07-31 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 — Providing automated trading services | 2014-08-20 | 2015-07-31 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2013-09-27 | 2014-04-28 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 — Providing automated trading services | 2013-09-27 | 2014-04-28 |