Hong Kong SFC Licensed Individuals Directory

Benjamin Wesley Morton CE BKA282 - active, Cohen & Steers Asia Limited Joao Paulo Cardoso Monteclaro Cesar CE AWK004 - active, Cohen & Steers Asia Limited Stephen Michael Quan CE ATB915 - active, Cohen & Steers Asia Limited Andrew Yoon Hyun Shin CE BWM988 - active, Cohen & Steers Asia Limited Fraser Clyde McLellan Smith CE BOM753 - active, Cohen & Steers Asia Limited Felix Chin Hang Tsang CE AXW168 - active, Cohen & Steers Asia Limited Li Yen Wee CE BVZ590 - active, Cohen & Steers Asia Limited Dorothy Long Yan Wong CE BSU161 - active, Cohen & Steers Asia Limited Peter Junho Kim CE BQL309 - active, Coller Capital (Hong Kong) Limited Helen Louise Lamb CE BOK409 - active, Coller Capital (Hong Kong) Limited Zhan Yang CE AXR824 - active, Coller Capital (Hong Kong) Limited Ji Eun Han CE BPB351 - active, Coller Capital (Hong Kong) Limited Danqing Huang CE BBV877 - active, Coller Capital (Hong Kong) Limited Joon Sang Jun CE BGE035 - active, Coller Capital (Hong Kong) Limited Pak Seng Lai CE BSD338 - active, Coller Capital (Hong Kong) Limited Wendy Shi Lin Lai CE BTX476 - active, Coller Capital (Hong Kong) Limited Kai Lin CE BPX018 - active, Coller Capital (Hong Kong) Limited Nathan Hin Che Ma CE BTC736 - active, Coller Capital (Hong Kong) Limited Qianning Ong CE BWM148 - active, Coller Capital (Hong Kong) Limited Su Bin Park CE BXC774 - active, Coller Capital (Hong Kong) Limited Xianqing Qi CE BOP956 - active, Coller Capital (Hong Kong) Limited Wan Sin Tan CE BUW307 - ceased Karen Ka Yan Tse CE BBJ219 - active, Coller Capital (Hong Kong) Limited Hansen Wang CE BGI310 - active, Coller Capital (Hong Kong) Limited Guanhua Zhu CE AVG924 - active, Coller Capital (Hong Kong) Limited Andrew Tongming Cheng CE APM164 - active, Comprador Limited Anthony John Steains CE ADG113 - active, Comprador Limited Jungsun Kim CE BRS723 - active, Comprador Limited Yu Che Lin CE BTB516 - active, Comprador Limited Steve Teng CE AXC569 - active, Comprador Limited Wendi Zhang CE BPF832 - active, Comprador Limited Yue Zhuang CE BRY052 - active, Comprador Limited Lingfeng Li CE BBS821 - active, Coordinates Capital Management Limited Wei Sheng Liew CE BJX686 - ceased Hui (SFC:BRZ307) Sun CE BRZ307 - active, Coordinates Capital Management Limited Ivan Chow CE BVW703 - active, Coordinates Capital Management Limited Ziyu (SFC:BUV320) Guo CE BUV320 - active, Coordinates Capital Management Limited Ronny Kwan Hui Tang CE AEP269 - active, Core Pacific - Yamaichi International (H.K.) Limited Atak Chung Tak Yau CE AEK472 - active, Core Pacific - Yamaichi Asset Management Limited Tsang Yin Wong CE ACA835 - active, Core Pacific - Yamaichi Asset Management Limited Ka Ho Yau CE BWV341 - active, Core Pacific - Yamaichi International (H.K.) Limited Vincent Wai Chuen Ho CE AER825 - active, Core Pacific - Yamaichi International (H.K.) Limited Kwan Ho Lui CE ANH163 - active, Core Pacific - Yamaichi International (H.K.) Limited Kit Har Au CE AFX059 - active, Core Pacific - Yamaichi International (H.K.) Limited Nasser Bellahcene CE AVI335 - active, Core Pacific - Yamaichi International (H.K.) Limited Bertram Chan CE ACW166 - active, Core Pacific - Yamaichi International (H.K.) Limited Chak Fai Chan CE AEE934 - active, Core Pacific - Yamaichi International (H.K.) Limited Cedric Ka Lun Chan CE AEF429 - ceased Keung Kwok Chan CE AAC244 - ceased Leong Chuen Chan CE ACQ788 - active, Core Pacific - Yamaichi International (H.K.) Limited Tor Chan CE AEM794 - active, Core Pacific - Yamaichi International (H.K.) Limited Wai Leuk Chan CE BFJ734 - ceased Yiu Lun Chan CE AEU161 - active, Core Pacific - Yamaichi International (H.K.) Limited Yu Yin Chan CE AFL233 - ceased Chyi Chang CE AEP935 - active, Core Pacific - Yamaichi International (H.K.) Limited Pei Ying Chang CE BGU313 - ceased Yu Keung Chau CE AGA698 - active, Core Pacific - Yamaichi International (H.K.) Limited Hon Wing Cheng CE AQM560 - active, Core Pacific - Yamaichi International (H.K.) Limited Wai Yin Cheuk CE AME158 - active, Core Pacific - Yamaichi International (H.K.) Limited Wai Yan Cheung CE BHB302 - active, Core Pacific - Yamaichi International (H.K.) Limited Wai Ngai Chiu CE AKU986 - active, Core Pacific - Yamaichi International (H.K.) Limited Ching Chu CE BCH638 - active, Core Pacific - Yamaichi International (H.K.) Limited Luk Ying Chung CE AEO612 - active, Core Pacific - Yamaichi International (H.K.) Limited Wai Man Fok CE ADO354 - active, Core Pacific - Yamaichi International (H.K.) Limited Chi Cheung Ho CE AAI606 - active, Core Pacific - Yamaichi International (H.K.) Limited Leuk Ming Ho CE AIU297 - active, Core Pacific - Yamaichi International (H.K.) Limited Mei Kit Ho CE BRS761 - active, Core Pacific - Yamaichi International (H.K.) Limited Sze Man (SFC:AQA463) Ho CE AQA463 - active, Core Pacific - Yamaichi International (H.K.) Limited Chiu Hui CE AGH179 - active, Core Pacific - Yamaichi International (H.K.) Limited Chun Ting Hui CE BCN543 - active, Core Pacific - Yamaichi International (H.K.) Limited Hing Chun Hung CE BCZ484 - ceased Yung Ling Ip CE ARD504 - active, Core Pacific - Yamaichi International (H.K.) Limited Hin Chung Kan CE BHW829 - active, Core Pacific - Yamaichi International (H.K.) Limited Shun Yue Ku CE AXI328 - active, Core Pacific - Yamaichi International (H.K.) Limited Puk Ming Kwan CE AAF236 - active, Core Pacific - Yamaichi International (H.K.) Limited Yuen Ting Kwok CE ACD384 - active, Core Pacific - Yamaichi International (H.K.) Limited Man Po Lai CE AFJ247 - active, Core Pacific - Yamaichi International (H.K.) Limited Chung Yin Lam CE AMF376 - ceased Fung Ki Lam CE AGM903 - active, Core Pacific - Yamaichi International (H.K.) Limited Kwai Fong Lam CE APL618 - ceased Pui Yi Lam CE AFL461 - ceased Sit Hung Lam CE ANQ961 - ceased Wai Sum Lam CE AHM435 - active, Core Pacific - Yamaichi International (H.K.) Limited Yin Ki Lam CE AUC923 - active, Core Pacific - Yamaichi International (H.K.) Limited Yuen Ho Lam CE BOS276 - active, Core Pacific-Yamaichi Futures (H.K.) Limited Kwok Hung (SFC:ABL860) Lau CE ABL860 - active, Core Pacific - Yamaichi International (H.K.) Limited Kwok Wai (SFC:AAC487) Lau CE AAC487 - active, Core Pacific - Yamaichi International (H.K.) Limited Chris Po Wah Lau CE ALQ393 - active, Core Pacific - Yamaichi International (H.K.) Limited Kit Bing Law CE AGE016 - active, Core Pacific - Yamaichi International (H.K.) Limited Hin Ting Lee CE BGX571 - active, Core Pacific - Yamaichi International (H.K.) Limited Percy Tsz Chiu Lee CE ALQ662 - active, Core Pacific - Yamaichi International (H.K.) Limited Yat Ming Lee CE ACR603 - active, Core Pacific-Yamaichi Capital Limited Yiu Kwan Lee CE AOS479 - ceased Hok Cheung Leung CE AFV792 - ceased Sunny Kwok Hang Leung CE ADU219 - active, Core Pacific - Yamaichi International (H.K.) Limited Kwok Keung Leung CE ADO774 - active, Core Pacific - Yamaichi International (H.K.) Limited Sik Ki Leung CE AKT425 - ceased Patrick Kin Kwong Li CE AEU880 - active, Core Pacific - Yamaichi International (H.K.) Limited Yixin Liao CE ARQ948 - active, Core Pacific - Yamaichi International (H.K.) Limited Vicky Hon Sai Lo CE AXL791 - ceased Ka Tat Lo CE AOG707 - ceased Kwok Wai Lo CE ASD201 - active, Core Pacific - Yamaichi International (H.K.) Limited Hok Leung Man CE AUN664 - active, Core Pacific - Yamaichi International (H.K.) Limited Kam Hung Man CE AGK554 - active, Core Pacific - Yamaichi International (H.K.) Limited Se Yu Man Li CE BIY798 - ceased Ho Wang Mok CE ARD762 - active, Core Pacific - Yamaichi International (H.K.) Limited Nicholas Chi Wai Ng CE ACU975 - active, Core Pacific - Yamaichi International (H.K.) Limited Wai Kei (SFC:AQQ261) Ng CE AQQ261 - ceased William Yuk Wing Ng CE ASM268 - active, MC Financial Services Limited Kim Fung Nip CE AEA468 - active, Core Pacific - Yamaichi International (H.K.) Limited Hsueh Hua Ou CE AUB551 - ceased Polly Ho King Poon CE ATH298 - active, Core Pacific - Yamaichi International (H.K.) Limited Philip Shao Kong Poon CE ABW051 - active, Core Pacific - Yamaichi International (H.K.) Limited Lang Jun Qin CE AOJ354 - active, Core Pacific - Yamaichi International (H.K.) Limited Cheung Shum CE ADI246 - ceased Chun Yip So CE AFU932 - active, Core Pacific - Yamaichi International (H.K.) Limited Chun Ching Sze CE AFX121 - active, Core Pacific - Yamaichi International (H.K.) Limited Pak Kin Tam CE AGE825 - active, Core Pacific - Yamaichi International (H.K.) Limited Ping Sun Tang CE ADA484 - active, Core Pacific - Yamaichi International (H.K.) Limited Ka Man Ting CE ATR339 - active, Core Pacific - Yamaichi International (H.K.) Limited Ting Chi Ting CE ASI180 - ceased Chung Hei Kevin Tse CE BFH723 - active, Core Pacific - Yamaichi International (H.K.) Limited Ka Chi Tung CE AQQ674 - ceased William Chi Wai Wong CE AFD253 - active, Core Pacific - Yamaichi International (H.K.) Limited Lung Kong Wong CE AVE047 - ceased Man Ki Wong CE AFE451 - active, Core Pacific - Yamaichi International (H.K.) Limited Wai Yan (SFC:ADM442) Wong CE ADM442 - active, Core Pacific - Yamaichi International (H.K.) Limited Yan Leung Wong CE AWH117 - active, Core Pacific - Yamaichi International (H.K.) Limited Yi Chieh Wu CE APL610 - ceased Yiu Ying Wu CE AKQ553 - active, Core Pacific - Yamaichi International (H.K.) Limited Zhi Yuan Wu CE ADH988 - active, Core Pacific - Yamaichi International (H.K.) Limited Kam Chu Yeung CE BVO647 - active, Core Pacific - Yamaichi International (H.K.) Limited Chi Piu Yuen CE ADO193 - active, Core Pacific - Yamaichi International (H.K.) Limited Oliver Hong Wai Yuen CE AAE185 - active, Core Pacific - Yamaichi International (H.K.) Limited Pak To Yuen CE ANU554 - active, Core Pacific - Yamaichi International (H.K.) Limited Zhi Hua Zhang CE AVD057 - active, Core Pacific - Yamaichi International (H.K.) Limited King Fai Ho CE ANV293 - active, Core Securities Company Limited (The) Bo (SFC:BQP559) Zhang CE BQP559 - active, Core Securities Company Limited (The) Li (SFC:BWY634) Luo CE BWY634 - active, Core Securities Company Limited (The) Yip Kan Tse CE BUS399 - active, EG Asset Limited Jinlin Yu CE BVH072 - active, Core Securities Company Limited (The) Chi To Yip CE BAB963 - active, Cornerstone Securities Limited Siu Kuen Becky Wong CE ADB986 - active, Cornucopiae Asset Management Limited Yanming Xiao CE BBL065 - active, Cornucopiae Asset Management Limited Fei Song CE BGM938 - active, Cornucopiae Asset Management Limited Victor Taniwan CE BJZ519 - active, Cornucopiae Asset Management Limited Hoi Lun Wong CE AES314 - active, Cornucopiae Asset Management Limited Dominique Jean Rene Blanchard CE AUX224 - active, Credit Agricole Securities (Asia) Limited Leon Yuen Kai Lam CE AJD640 - active, Credit Agricole Securities (Asia) Limited Chun Wai Jervis Lui CE AHY083 - ceased Geng Fan Zhang CE BAP181 - active, Credit Suisse (Hong Kong) Limited Bingze Gu CE BXB121 - active, CreditEase Wealth Management (HK) Limited Jin Zhai CE BOS131 - active, CreditEase Wealth Management (HK) Limited Yuanhui Tian CE BPW492 - active, Crescendo Greater China Limited Kwan Wong CE BPK354 - active, Crescendo Greater China Limited Yiu Nam (SFC:AWN387) Chan CE AWN387 - active, Crosby Securities Limited Raymond Chu CE AHA485 - active, Emperor Securities Limited Raymond Wai Cheuk Ip CE AMB348 - active, Crosby Securities Limited Raymond Ho Yin Kwok CE ARN583 - active, Crosby Securities Limited E Wuen Tan CE ANY308 - active, Crosby Securities Limited King Pan Wong CE AZC273 - active, Crosby Securities Limited Carrie Ka Wai Wu CE AMF133 - active, Crosby Securities Limited Artem Afonin CE BHA284 - active, Crosby Securities Limited Yi Ru Chen CE ALP979 - active, Crosby Securities Limited Matthew Chung Lee Choi CE AAQ330 - active, Crosby Securities Limited Mo Ying Lai CE AGL460 - active, Crosby Securities Limited Baoxi Lei CE AQA678 - active, Crosby Securities Limited Shuk Yee Shum CE BEJ593 - active, Emperor Securities Limited Wai Yip Wong CE BRD616 - active, Crosby Securities Limited Qianyin Guo CE BOR360 - active, Cynosure Asset Management Hong Kong Limited Tsz Fung Tam CE BBT567 - active, Cynosure Asset Management Hong Kong Limited Shih-Chieh Lin CE AKV330 - active, Cypress Capital Hong Kong Limited Chih-Chiang Pan CE APR580 - active, Cypress Capital Hong Kong Limited Wei Hsu Chen CE BVQ806 - active, Cypress Capital Hong Kong Limited Zekai Du CE BUH647 - active, Cypress Capital Hong Kong Limited Szu-Yuan Lo CE AXF983 - ceased Yau-Chang Wang CE APR579 - active, Cypress Capital Hong Kong Limited Qinbo Ding CE ARP386 - active, D. E. Shaw & Co. (Asia Pacific) Limited Jumpei Ibuki CE AWO623 - active, D. E. Shaw & Co. (Asia Pacific) Limited Kevin Lawrence Patric CE AQX925 - active, D. E. Shaw & Co. (Asia Pacific) Limited Zachary Swid Susel CE BMV524 - active, D. E. Shaw & Co. (Asia Pacific) Limited Adam Angus Deaton CE BOR725 - active, D. E. Shaw & Co. (Asia Pacific) Limited Edward Laurence Fishman CE BOF167 - active, D. E. Shaw & Co. (Asia Pacific) Limited Alexis Anne Halaby CE BOT615 - active, D. E. Shaw & Co. (Asia Pacific) Limited Yeun Joo Kim CE BQO225 - active, D. E. Shaw & Co. (Asia Pacific) Limited Eric William Koelbel CE BOZ705 - active, D. E. Shaw & Co. (Asia Pacific) Limited Xueer Liang CE BRO482 - active, D. E. Shaw & Co. (Asia Pacific) Limited Xiaolu Sun CE AYT327 - active, D. E. Shaw & Co. (Asia Pacific) Limited Yuguang Zhu CE BPX084 - active, D. E. Shaw & Co. (Asia Pacific) Limited Yuanyuan Ai CE APK575 - active, DA International Asset Management Limited Xin (SFC:ATM443) Liu CE ATM443 - active, DA International Asset Management Limited Zhipeng Zhang CE BEA629 - active, DA International Asset Management Limited Yaqi Li CE BEW203 - active, DA International Financial Service Limited Guoyan Lin CE BGI925 - active, DA International Asset Management Limited Xinxuan (SFC:BTT071) Chen CE BTT071 - active, Changjiang Securities Brokerage (HK) Limited Hongcai Liu CE AVK619 - active, DA International Financial Service Limited Chun Wai Man CE BEX763 - active, DA International Financial Service Limited Lai Shing So CE BPK384 - active, DA International Financial Service Limited Wa Hing Ting CE AQG750 - active, DA International Financial Service Limited Kwok Tung Wong CE BMW985 - active, DA International Financial Service Limited Chun Hei Yeung CE AOO273 - active, DAFEI DIGITAL ASSET MANAGEMENT LIMITED Lok Man Yu CE BIT260 - active, DAFEI DIGITAL ASSET MANAGEMENT LIMITED Eric Kay Chen CE ANT456 - active, DBS Asia Capital Limited Yan To Cheung CE AUM188 - active, DBS Asia Capital Limited Lindsay Li-Shen Chu CE AZH660 - active, DBS Asia Capital Limited Jerry Chi Yuen Lai CE AVX291 - active, DBS Asia Capital Limited Kam Yin Liu CE AHC010 - active, DBS Asia Capital Limited Fan En Meng CE BJO509 - active, DBS Asia Capital Limited Emma Yuen Mei Pak CE AFU418 - active, DBS Asia Capital Limited Harry Koon Ying Yu CE AEY337 - active, DBS Asia Capital Limited Kwan Yu Chan CE BWC707 - active, DBS Asia Capital Limited Jianzhao Chen CE BRY573 - active, DBS Asia Capital Limited Chaoguang Guo CE BVY893 - active, DBS Asia Capital Limited Dixi He CE AVH102 - active, DBS Asia Capital Limited Xuan He CE AVU788 - ceased Tsun Hong Ho CE BJN143 - active, DBS Asia Capital Limited Yanqin Hu CE BTC911 - active, DBS Asia Capital Limited Zhenjie Huang CE BIK041 - active, DBS Asia Capital Limited Sai Bong Lai CE BXJ315 - active, DBS Asia Capital Limited Tsun Kit Lam CE BNU755 - active, DBS Asia Capital Limited Ho Fung Alan Lau CE BNB202 - active, DBS Asia Capital Limited Heng Wei Lee CE BNN844 - active, DBS Asia Capital Limited Tse Ting Lee CE BFY805 - ceased Justin Jonathan Cheuk Lai Leung CE BKM204 - active, DBS Asia Capital Limited Xinyu (SFC:BSE935) Li CE BSE935 - ceased Zhiliu Li CE BWR141 - active, DBS Asia Capital Limited Chun Meng Loy CE BWC705 - active, DBS Asia Capital Limited Tong Sun CE BBW421 - active, DBS Asia Capital Limited Lu (SFC:BTE121) Wang CE BTE121 - active, DBS Asia Capital Limited Shuaikai Wang CE BSE804 - active, DBS Asia Capital Limited Ying (SFC:ASI112) Wang CE ASI112 - active, DBS Asia Capital Limited Yinglu Wang CE BTE124 - active, DBS Asia Capital Limited Francis Lok Huai Wong CE BQE246 - active, DBS Asia Capital Limited Wangruyue Wu CE BWC708 - active, DBS Asia Capital Limited Tianjun Xia CE BXH892 - active, DBS Asia Capital Limited Yijing Xie CE BGI283 - active, DBS Asia Capital Limited Xi Yan CE BRR931 - active, DBS Asia Capital Limited Tsun Ming Benson Yau CE BGY949 - active, DBS Asia Capital Limited Qingyun Yin CE BUP635 - active, DBS Asia Capital Limited Chenghao Zhang CE BSS925 - active, DBS Asia Capital Limited Zhenyu Zhang CE BUY011 - active, DBS Asia Capital Limited Han (SFC:BPE835) Zhou CE BPE835 - active, DBS Asia Capital Limited See Mun Hui CE AEO284 - active, DBS Vickers (Hong Kong) Limited Dennis Che Jung Lam CE AFW689 - active, DBS Vickers (Hong Kong) Limited Wing Nam Lau CE ACN893 - active, DBS Vickers (Hong Kong) Limited Elton Pak Hong Leung CE AVI176 - active, DBS Vickers (Hong Kong) Limited Li-Han Shyu CE ARE465 - ceased Cheuk Man Yau CE AFT552 - active, DBS Vickers (Hong Kong) Limited Hin Kwong Au CE AZK297 - active, DBS Vickers (Hong Kong) Limited Kwok Wai Chau CE ATN585 - active, DBS Vickers (Hong Kong) Limited