Colin Wai Hung Lok
駱偉雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Colin Wai Hung Lok (駱偉雄), a licensed Representative with CE reference ASU015. Currently licensed at 1 firm(s): DBS Vickers (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 16.8 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-07 | present |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-06 | 2021-08-08 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-03-03 | 2017-10-27 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-02-13 | 2017-10-27 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-18 | 2014-01-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Colin Wai Hung Lok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.