Yung-Chi Liao
廖永祺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yung-Chi Liao (廖永祺), CE reference ANP465. Currently licensed at 1 firm(s): DC Wealth Management (HK) Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2022-07-05 | present |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-01-07 | present |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
RO | Type 9 — Asset management | 2022-01-07 | present |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-03 | 2022-01-07 |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-01-03 | 2022-01-07 |
| FCS Capital Limited 締壹基石資本有限公司 |
RO | Type 4 — Advising on securities | 2019-07-08 | 2021-12-31 |
| FCS Capital Limited 締壹基石資本有限公司 |
RO | Type 9 — Asset management | 2019-07-08 | 2021-12-31 |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-07-11 | 2019-06-29 |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
RO | Type 9 — Asset management | 2017-07-11 | 2019-06-29 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-28 | 2009-12-19 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-07-28 | 2009-12-19 |