Charles Cheok I Shum
沈卓爾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Cheok I Shum (沈卓爾), CE reference AZQ896. Currently licensed at 1 firm(s): Daiwa Capital Markets Hong Kong Limited. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-10-22 | present |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-07 | present |