Siu Chan Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Chan Lam (林兆燦), a licensed Responsible Officer with CE reference ACL967. Currently licensed at 1 firm(s): Datang Financial Holding Co., Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.9 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Datang Financial Holding Co., Limited 大唐集團金融控股有限公司 |
RO | Type 4 - Advising on securities | 2023-06-09 | present |
| Datang Financial Holding Co., Limited 大唐集團金融控股有限公司 |
RO | Type 9 - Asset management | 2023-06-09 | present |
| Datang Financial Holding Co., Limited 大唐集團金融控股有限公司 |
Rep | Type 4 - Advising on securities | 2023-04-18 | 2023-06-09 |
| Datang Financial Holding Co., Limited 大唐集團金融控股有限公司 |
Rep | Type 9 - Asset management | 2023-04-18 | 2023-06-09 |
| Datang Financial Holding Co., Limited 大唐集團金融控股有限公司 |
RO | Type 4 - Advising on securities | 2022-10-07 | 2023-01-09 |
| Datang Financial Holding Co., Limited 大唐集團金融控股有限公司 |
RO | Type 9 - Asset management | 2022-10-07 | 2023-01-09 |
| Datang Financial Holding Co., Limited 大唐集團金融控股有限公司 |
Rep | Type 4 - Advising on securities | 2022-09-26 | 2022-10-07 |
| Datang Financial Holding Co., Limited 大唐集團金融控股有限公司 |
Rep | Type 9 - Asset management | 2022-09-26 | 2022-10-07 |
| BMF Asset Management Limited 魔方資產管理有限公司 |
RO | Type 4 - Advising on securities | 2016-01-05 | 2022-09-15 |
| BMF Asset Management Limited 魔方資產管理有限公司 |
RO | Type 9 - Asset management | 2016-01-05 | 2022-09-15 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
RO | Type 1 - Dealing in securities | 2015-04-21 | 2015-12-31 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
RO | Type 4 - Advising on securities | 2015-04-21 | 2015-12-31 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
RO | Type 9 - Asset management | 2015-04-21 | 2015-12-31 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-08 | 2015-04-21 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2011-10-24 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2015-04-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Chan Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.