Yat Chun Chow
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Chun Chow (鄒溢駿), a licensed Responsible Officer with CE reference ANA606. Currently licensed at 1 firm(s): Datang Financial Holding Co., Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.2 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Datang Financial Holding Co., Limited 大唐集團金融控股有限公司 |
RO | Type 4 - Advising on securities | 2017-02-10 | present |
| Datang Financial Holding Co., Limited 大唐集團金融控股有限公司 |
RO | Type 9 - Asset management | 2017-02-10 | present |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-01 | 2016-11-30 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-15 | 2016-06-30 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-15 | 2016-06-30 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-15 | 2009-10-01 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-15 | 2009-10-01 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-01-15 | 2009-10-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-01-17 | 2009-01-03 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-11-21 | 2009-01-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yat Chun Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.