Clint Chow
周基力
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Clint Chow (周基力), CE reference AVJ424. Currently licensed at 1 firm(s): Davidson Kempner Asia Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Davidson Kempner Asia Limited | Rep | Type 1 — Dealing in securities | 2022-08-08 | present |
| QUAD Capital Management Limited |
Rep | Type 4 — Advising on securities | 2015-11-05 | 2018-05-31 |
| QUAD Capital Management Limited |
Rep | Type 9 — Asset management | 2015-11-05 | 2018-05-31 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-30 | 2015-10-14 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-06-30 | 2015-10-14 |
| Everbright Capital Management Limited 光大資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-07-19 | 2015-06-30 |
| Everbright Capital Management Limited 光大資本管理有限公司 |
Rep | Type 9 — Asset management | 2012-07-19 | 2015-06-30 |
| Axiom Investment Management Limited 明懿資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-23 | 2012-04-23 |
| Axiom Investment Management Limited 明懿資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2010-07-23 | 2012-04-23 |
| Axiom Investment Management Limited 明懿資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-07-23 | 2012-04-23 |