Bo Wing Kwok
郭保榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bo Wing Kwok (郭保榮), CE reference AXL766. Currently licensed at 1 firm(s): Daiwa Capital Markets Hong Kong Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-14 | present |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-12-14 | present |
| T.F.S. Derivatives HK Limited | Rep | Type 1 — Dealing in securities | 2017-09-19 | 2021-12-10 |
| T.F.S. Derivatives HK Limited | Rep | Type 2 — Dealing in futures contracts | 2017-09-19 | 2021-12-10 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-11 | 2017-08-26 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-14 | 2017-08-26 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-01-14 | 2017-08-26 |
| China Reserve Securities Limited 東儲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-10 | 2015-11-09 |
| Tung Tak Securities (HK) Company Limited 同德證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-21 | 2014-02-28 |