Bo Wing Kwok

郭保榮
CE No. AXL766 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bo Wing Kwok (郭保榮), a licensed former licensee with CE reference AXL766. This person has 14.9 years of SFC licence history. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
Daiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司
Rep Type 1 - Dealing in securities 2021-12-14 2026-09-25
Daiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司
Rep Type 2 - Dealing in futures contracts 2021-12-14 2026-09-25
T.F.S. Derivatives HK Limited Rep Type 1 - Dealing in securities 2017-09-19 2021-12-10
T.F.S. Derivatives HK Limited Rep Type 2 - Dealing in futures contracts 2017-09-19 2021-12-10
Everbright Securities Digital Finance (HK) Limited
光大證券數碼金融(香港)有限公司
Rep Type 1 - Dealing in securities 2017-04-11 2017-08-26
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 1 - Dealing in securities 2016-01-14 2017-08-26
CES Commodities (HK) Limited
光證期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2016-01-14 2017-08-26
China Reserve Securities Limited
東儲證券有限公司
Rep Type 1 - Dealing in securities 2014-03-10 2015-11-09
Tung Tak Securities (HK) Company Limited
同德證券(香港)有限公司
Rep Type 1 - Dealing in securities 2011-07-21 2014-02-28

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