Mo Ji
紀沫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mo Ji (紀沫), CE reference AXG209. Currently licensed at 1 firm(s): DBS Vickers (Hong Kong) Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 4 — Advising on securities | 2024-01-18 | present |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-23 | 2021-01-29 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-23 | 2021-01-29 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 9 — Asset management | 2018-05-23 | 2021-01-29 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-30 | 2018-03-31 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-30 | 2018-03-31 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2015-04-30 | 2018-03-31 |
| Azentus Capital Management Limited | Rep | Type 9 — Asset management | 2011-05-11 | 2015-03-31 |