Zhuofei Nie
聶卓非
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhuofei Nie (聶卓非), CE reference BLR344. Currently licensed at 1 firm(s): Daiwa Capital Markets Hong Kong Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-04 | present |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-04 | 2020-12-27 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-12-01 | 2018-08-17 |