Yue Tan
譚越
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yue Tan (譚越), a licensed Representative with CE reference BOR500. Currently licensed at 1 firm(s): Daiwa Capital Markets Hong Kong Limited. Active regulated activities: Type 4 - Advising on securities. This person has 5.8 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 - Advising on securities | 2022-07-07 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-08-06 | 2021-04-30 |